Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Customer Disputes

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 15
B: 3

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Date Received
Date Letter Type Commenter Name
Public Comment Elizabeth Zeck, Esquire, Willoughby & Hoefer, P.A., Columbia, South Carolina
Public Comment Erwin Cohn, Cohn & Cohn, Chicago, Illinois
Public Comment J. Pat Sadler
Public Comment James J. Eccleston, Shaheen, Novoselsky, Staat, Filipowski & Eccleston, Chicago, Illinois
Public Comment Jeffrey B. Kaplan, Attorney, Shareholder, Dimond Kaplan Rothstein, P.A., Miami, Florida
Public Comment Jenice L. Malecki, Esq., Malecki Law, New York, New York
Public Comment Jeremy B. Chalmers, Mars, Mars and Chalmers, Philadelphia, Mississippi
Public Comment Kirk Reasonover, Esq., Smith & Fawer, L.L.C., New Orleans, Louisiana
Public Comment Michael B. Lynch, Esq., Law Offices of James Richard Hooper, PA, Orlando, Florida
Public Comment Mitchell Ostwald, Law Office of Mitchell Ostwald, Sacramento, California
Public Comment Patrick A. Davis, P.A, Clearwater, Florida
Public Comment Philip M. Aidikoff, Aidikoff ,Uhl & Bakhtiari, Beverly Hills, California
Public Comment Richard Elliott, Attorney at Law, Fredericksburg, Texas
Public Comment Robert K. Savage, Esq., The Savage Law Firm, P.A., Tampa, Florida
Public Comment Robert W. Anthony, Attorney at Law, Orlando, Florida
Public Comment Rosemary J. Shockman, Shockman Law Office, Scottsdale, Arizona
Public Comment Royal Lea, Bingham & Lea, P.C., San Antonio, Texas
Public Comment Sam Brannan, Page Perry LLC, Atlanta, Georgia
Public Comment Stephen David Murakami, Esq., Hooper & Weiss, LLC, New York, New York
Public Comment Stephen P. Meyer Esquire, Meyer & Ford, Charleston, West Virginia
Public Comment Steve Parker, Page Perry, LLC, Atlanta Georgia
Public Comment Steven B. Caruso, President-Elect, Public Investors Arbitration Bar Association, New York, New York
Public Comment Steven M. McCauley, Esq., Charles C. Mihalek, P.S.C, Lexington, Kentucky
Public Comment Susan N. Perkins, North Miami Beach, Florida
Public Comment Teresa M. Gillis, Esq., Shustak & Partners
Public Comment Thomas Quarles, Jr., Esquire, Devine, Millimet & Branch, P.A.
Public Comment Tracy Pride Stoneman, Tracy Pride Stoneman, P.C., Westcliffe, Colorado
Public Comment Al Van Kampen, Rohde & Van Kampen PLLC, Seattle, Washington
Public Comment Anonymous
Public Comment Barry D. Estell, Mission, Kansas

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-158
Release Number
34-51856
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