Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Customer Disputes

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 15
B: 3

Filter comments


Date Sort descending	Letter Type	Commenter Name
July 13, 2005	Public Comment	Rosemary J. Shockman, President, and Robert S. Banks, Jr., Vice President, President-Elect; PIABA
July 13, 2005	Public Comment	Seth E. Lipner, Deutsch & Lipner, Garden City, New York
July 13, 2005	Public Comment	Steven B. Caruso, Esq., Maddox Hargett &mp;a Caruso, P.C., New York, New York
July 13, 2005	Public Comment	Wayne M. Josel; Kaufmann, Feiner, Yamin, Gilden, &mp;a Robbins
July 13, 2005	Public Comment	William A. Fynes
July 12, 2005	Public Comment	John J. Miller, Law Office of John J. Miller, P.C., Kansas City, Missouri
July 12, 2005	Public Comment	Richard M. Layne, Attorney, Portland, Oregon
July 12, 2005	Public Comment	Stuart D. Meissner, Esq.
July 11, 2005	Public Comment	Jeffrey A. Feldman, Attorney, San Francisco, California
July 8, 2005	Public Comment	Steven A. Stolle, Rohde & Van Kampen PLLC
June 24, 2005	Public Comment	W. Scott Greco, Greco and Greco, P.C., McLean, Virginia
June 15, 2005	Public Comment	A. Daniel Woska, Woska & Hayes, LLP, Oklahoma City, Oklahoma
June 8, 2005	Public Comment	Laurence S. Schultz; Driggers, Schultz & Herbst; Troy, Michigan
Aug. 12, 2004	Public Comment	Norman B. Arnoff

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2003-158

Release Number

34-51856

How to submit comments