Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

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Date Sort descending	Letter Type	Commenter Name
Dec. 25, 2003	Public Comment	Blake C. Byczek
Dec. 25, 2003	Public Comment	Tal Plotkin
Dec. 24, 2003	Public Comment	David E.
Dec. 24, 2003	Public Comment	Martha G.
Dec. 24, 2003	Public Comment	Michael W. Vaughn
Dec. 24, 2003	Public Comment	Robert J. Shapiro
Dec. 24, 2003	Public Comment	Shane D. Ness
Dec. 24, 2003	Public Comment	Tim Dolnier
Dec. 23, 2003	Public Comment	Alexander Benetti
Dec. 23, 2003	Public Comment	Dave Patch
Dec. 23, 2003	Public Comment	Dr. Jim DeCosta and Associates
Dec. 23, 2003	Public Comment	Elizabeth Goldstein, registered representative
Dec. 23, 2003	Public Comment	Eric M. Trach
Dec. 23, 2003	Public Comment	George Hassell, Registered Representative, Trillium Securities LLC
Dec. 23, 2003	Public Comment	Jimmie E. Williams
Dec. 23, 2003	Public Comment	Joshua S. Janelli
Dec. 23, 2003	Public Comment	Kenneth J. Garby, registered representative
Dec. 23, 2003	Public Comment	Michael Elzahr
Dec. 23, 2003	Public Comment	Patrick Kwon
Dec. 23, 2003	Public Comment	Samuel F. Lek, Chief Executive Officer, Lek Securities Corporation
Dec. 23, 2003	Public Comment	Thomas J Roklan, Trillium Trading LLC
Dec. 23, 2003	Public Comment	Travis Whitten
Dec. 22, 2003	Public Comment	Brian J. Dershow
Dec. 22, 2003	Public Comment	Daniel S. Silver, Trillium Trading
Dec. 22, 2003	Public Comment	Dr. Jim DeCosta and Associates
Dec. 22, 2003	Public Comment	Emilia Alexsandru
Dec. 22, 2003	Public Comment	Jake Chun, registered representative
Dec. 22, 2003	Public Comment	James Whitticom, Trillium Trading
Dec. 22, 2003	Public Comment	John G. Gaine, President, Managed Funds Association
Dec. 22, 2003	Public Comment	Kathleen M. Gibson, Vice President and Corporate Secretary, Prudential Financial, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709

How to submit comments

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Enforcement & Litigation

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Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments