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Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments


Date Sort descending	Letter Type	Commenter Name
Oct. 23, 2003	Public Comment	Tom Ischy
Oct. 23, 2003	Public Comment	William J. Breslin C. P.A.
Oct. 22, 2003	Public Comment	J. Cline
Oct. 22, 2003	Public Comment	James Lem
Oct. 22, 2003	Public Comment	Peter J. Thompson
Oct. 22, 2003	Public Comment	Ron Pearce
Oct. 20, 2003	Public Comment	Arthur G. Seeney
Oct. 20, 2003	Public Comment	Daniel Fine
Oct. 20, 2003	Public Comment	Dr. Donald Florence
May 21, 2003	Meeting with SEC Officials	Memorandum from the Division of Market Regulation and the Office of Economic Analysis regarding a discussion with the Securities Industry Association's Ad Hoc Committee on Locate and Fails
Jan. 1, 2003	Public Comment	Thomas Wojciechowski

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709

How to submit comments