Comments on Proposed Rule: Short Sales


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments


Date Sort descending	Letter Type	Commenter Name
Dec. 30, 2003	Public Comment	Aaron Papowitz
Dec. 30, 2003	Public Comment	Coreina Chan
Dec. 30, 2003	Public Comment	David Lazarus
Dec. 30, 2003	Public Comment	Hiro Shinohara
Dec. 30, 2003	Public Comment	James E. Currie
Dec. 30, 2003	Public Comment	K.G. Sanders
Dec. 30, 2003	Public Comment	Katalin de Korompay
Dec. 30, 2003	Public Comment	Lynne Whitley
Dec. 30, 2003	Public Comment	Merlin Cottier
Dec. 30, 2003	Public Comment	Tolga Erman
Dec. 30, 2003	Public Comment	Vincent Mannetta
Dec. 30, 2003	Public Comment	Yahya Piracha
Dec. 30, 2003	Public Comment	Zachary Hepner
Dec. 29, 2003	Public Comment	Brendan Walker
Dec. 29, 2003	Public Comment	Brian Ingram
Dec. 29, 2003	Public Comment	Dario Cosic
Dec. 29, 2003	Public Comment	Eric Knight
Dec. 28, 2003	Public Comment	Carol Carolan
Dec. 28, 2003	Public Comment	Dean Kothmann
Dec. 28, 2003	Public Comment	Michael S. Raffaele
Dec. 27, 2003	Public Comment	Edward E. Hong
Dec. 27, 2003	Public Comment	Kiet Vo, Registered General Securities Principal
Dec. 26, 2003	Public Comment	Alex Wang
Dec. 26, 2003	Public Comment	David Schwarz, Registered Representative, New York, New York
Dec. 26, 2003	Public Comment	John J. Raffaele
Dec. 26, 2003	Public Comment	Marc Griffin
Dec. 26, 2003	Public Comment	Matthew Weinshall
Dec. 26, 2003	Public Comment	Robert Masiello
Dec. 26, 2003	Public Comment	Samuel Yoon
Dec. 26, 2003	Public Comment	Yusef J. Burgess

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709