Comments on Proposed Rule: Short Sales


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments


Date Sort descending	Letter Type	Commenter Name
Dec. 22, 2003	Public Comment	Moshe Fogel, Limited Representative Equities Trader, Trillium Trading, LLC
Dec. 22, 2003	Public Comment	Richard Rebatta, registered representative
Dec. 21, 2003	Public Comment	Anthony Lamme, Trillium Trading LLC
Dec. 21, 2003	Public Comment	Bernard J. Lee, Trillium Trading LLC
Dec. 21, 2003	Public Comment	Howard Teitelman
Dec. 21, 2003	Public Comment	Stephen P. Kelly
Dec. 20, 2003	Public Comment	Cristina A. Barrett
Dec. 20, 2003	Public Comment	Gregory Rivine
Dec. 20, 2003	Public Comment	Theodore Jeffrey Siegel
Dec. 19, 2003	Public Comment	Chris Griffin
Dec. 19, 2003	Public Comment	Eric T. D'Orio
Dec. 19, 2003	Public Comment	Henry Wong
Dec. 19, 2003	Public Comment	John Polanskey
Dec. 19, 2003	Public Comment	Katalin de Korompay
Dec. 19, 2003	Public Comment	Kevin Karlberg
Dec. 19, 2003	Public Comment	Mark Noiseuxm, Trillium Trading
Dec. 19, 2003	Public Comment	Shawn Smith
Dec. 18, 2003	Public Comment	Dan Heilman
Dec. 18, 2003	Public Comment	Kris Vansteenwegen
Dec. 17, 2003	Public Comment	Asensio & Company, Inc.
Dec. 17, 2003	Public Comment	James Nikonchik
Dec. 16, 2003	Public Comment	Dick Yost
Dec. 16, 2003	Public Comment	O. Elowe
Dec. 16, 2003	Public Comment	Ryan Weber
Dec. 16, 2003	Public Comment	Tony Ryals
Dec. 15, 2003	Public Comment	Allan F. Treffry, Esq.
Dec. 15, 2003	Public Comment	Ray Meek
Dec. 15, 2003	Public Comment	William D. Coogle
Dec. 15, 2003	Public Comment	William J. Howlett, III
Dec. 14, 2003	Public Comment	John Polli

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709