Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Received
Date Letter Type Commenter Name
Public Comment Michael R. Burr, Long Beach, New York
Public Comment Norman Miller, St. Louis, Missouri
Public Comment Paul F. Rickhold, Clarence Center, New York
Public Comment Allen D. Disselkoen, Jr., Mason, Michigan
Public Comment Bob McClow, Phoenix, Arizona
Public Comment Howard Fong, Customer Support Analyst, Mercy Medical Center
Public Comment Thomas A. Pepe, Chatham, New Jersey
Public Comment Bonnie A. Hughes, CFP, A H Financial Planning and Education, Inc., Rome, Georgia
Public Comment Jean Ballentine, Atlanta Chapter, NAIC
Public Comment John R. Tonsager, Chapter President, National Association of Investors Corporation, Ham Lake, Minnesota
Public Comment Nicholas M. Slosky, Board of Director, Phoenix Chapter NAIC, Phoenix, Arizona
Public Comment Peggy Keys, Atlanta Chapter, NAIC
Public Comment Richard S. Merritt, Atlanta Chapter, NAIC
Public Comment Terry M. Cuddy, Maiden Rock, Wisconsin
Public Comment Thomas M. Owens, Atlanta Chapter, NAIC
Public Comment William B. Warthen, Atlanta Chapter, NAIC
Public Comment Christopher and Sandra Wood
Public Comment Ralph Arroyo, Perris, California
Public Comment Virginia Douglas, Bethesda, Maryland
Public Comment David A. Goller, Plattsmouth, Nebraska
Public Comment Jackson W. Moore, Jr., Palmyra, Virginia
Public Comment Lawrence York
Public Comment William M. Tierce, Jr., Helena, Alabama
Public Comment Shirl M. Breitling, Albuquerque, New Mexico
Public Comment Clare Brigidini, Harrington, Delaware
Public Comment Leona Texer, Egbert Texer, and Douglas Texer, Holland, Michigan
Public Comment Mrs. Donald Augspurger, Springfield, Illinois
Public Comment S. Revelle Hamilton, Bedford, Virginia
Public Comment Stanley Blostein, Powell, Ohio
Public Comment Anthony Fulton III, Clayton, New Jersey

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-04
Release Number
33-8358
34-49148
IC-26341
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