Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Sort descending	Letter Type	Commenter Name
Feb. 2, 2004	Public Comment	Diane Barber, Grants Manager, OCFO, EDRC
Feb. 2, 2004	Public Comment	Jo Ann Krueger, Ph.D., Albuquerque, New Mexico
Feb. 2, 2004	Public Comment	Lora Meisner, Committee for Montgomery, Rockville, Maryland
Feb. 2, 2004	Public Comment	R. J. Starbell
Feb. 2, 2004	Public Comment	Thomas E. Clark
Feb. 1, 2004	Public Comment	Deepak Ahuja
Feb. 1, 2004	Public Comment	Marybeth Rose
Jan. 31, 2004	Public Comment	Eric Flaten, Bakersfield, California
Jan. 31, 2004	Public Comment	T. Clawson
Jan. 30, 2004	Public Comment	Charles S. Pugsley, III, Director of Space and Missile Programs, Omaha, Nebraska
Jan. 30, 2004	Public Comment	Gerald E. De Maire, Sterling Heights, Michigan
Jan. 30, 2004	Public Comment	Joan and Allen Carrier, Roseville, Minnesota
Jan. 30, 2004	Public Comment	John B. Williams
Jan. 30, 2004	Public Comment	Mark Leibman, Louisville, Nebraska
Jan. 30, 2004	Public Comment	Sharon
Jan. 29, 2004	Public Comment	G. Biros
Jan. 29, 2004	Public Comment	M. Jane Greenewald, La Crosse, Wisconsin
Jan. 28, 2004	Public Comment	Ashok Sabherwal
Jan. 28, 2004	Public Comment	Erol Denizkurt, Naples, Florida
Jan. 28, 2004	Public Comment	Sue Lassig, La Crosse, Wisconsin
Jan. 28, 2004	Public Comment	Thom Gmeinder
Jan. 27, 2004	Public Comment	Carol Streamer
Jan. 27, 2004	Public Comment	Doris Lane, Bethesda, Maryland
Jan. 27, 2004	Public Comment	Mary Jane Norman
Jan. 27, 2004	Public Comment	Raymond A. and Ellen F. Wilson, Grand Island, New York
Jan. 26, 2004	Public Comment	Chang Lin, Walnut Creek, California
Jan. 26, 2004	Public Comment	Clayton Hand
Jan. 26, 2004	Public Comment	James E. Ashworth, III
Jan. 26, 2004	Public Comment	Kenneth F. Doolan, Davidsonville, Maryland
Jan. 26, 2004	Public Comment	Maribel Z. Israel, Richmond, California

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-06-04

Release Number

33-8358

34-49148

IC-26341

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments