Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

Filter comments


Date Sort descending	Letter Type	Commenter Name
Aug. 2, 2005	Public Comment	Anonymous reviewer
Aug. 2, 2005	Public Comment	Kirk van der Horst
Aug. 1, 2005	Public Comment	Forsman
Aug. 1, 2005	Public Comment	Francis L. Lemay
Aug. 1, 2005	Public Comment	Jim
Aug. 1, 2005	Public Comment	Philip P. Card
Aug. 1, 2005	Public Comment	Robert Zamora
July 30, 2005	Public Comment	Cleeren Paul, Belgium
July 28, 2005	Public Comment	William Johansen, Beloit, Wisconsin
July 27, 2005	Public Comment	Anonymous reviewer
July 26, 2005	Public Comment	Dewey Cooksey, Nashville, Tennessee
July 26, 2005	Public Comment	Edward W. Hatch, Granite Bay, California
July 26, 2005	Public Comment	Hugh Risdon
July 26, 2005	Public Comment	T. Carter Wynn, Memphis, Tennessee
July 25, 2005	Public Comment	Carl J. Selph, Midway, Georgia
July 25, 2005	Public Comment	Donald L. Vinson
July 23, 2005	Public Comment	Alexandra (Sandy) Triffo
July 22, 2005	Public Comment	Robert A. Duff
July 21, 2005	Public Comment	Investor
July 21, 2005	Public Comment	Jim Cummings
July 21, 2005	Public Comment	John D. Jarvis Jr., Chairman and CEO, PITBOSS Entertainment Inc.
July 20, 2005	Public Comment	Dennis Young, The Financial Valuation Group, Tampa, Florida
July 20, 2005	Public Comment	Ramsey Razik, Senior Industrial Hygienist, PAI Team
July 20, 2005	Public Comment	Wilf Blum
July 19, 2005	Public Comment	Dea Ann Baldwin
July 19, 2005	Public Comment	Ines Saftic
July 19, 2005	Public Comment	Larry Aguiar
July 19, 2005	Public Comment	Marina Dixon
July 18, 2005	Public Comment	George Schlink
July 16, 2005	Public Comment	RWVesel

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-500