Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 13
B: 8
C: 2

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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment John A. Wright
Public Comment Kent Jacobson, President and CEO, Titan Oil and Gas, Inc.
Public Comment Lawrence A. Guinness, President, Guinness Telli*Phone Corp.
Public Comment Mark L. Baum, Esq., The Baum Law Firm, Inc.
Public Comment Patric McPoland
Public Comment Patrick Smyth, Chairman and CEO, Gaming Transactions Inc.
Public Comment Patrick Smyth, President and Director, CYOP Systems International Inc.
Public Comment Peter J. Pappas
Public Comment R.F. Johnson, R&R Investor Relations
Public Comment Robert Fedun
Public Comment Rory Clarke, President, CEO, Universal Ice Blast
Public Comment Ross McGroarty, Chairman, Byron Global Corp.
Public Comment Scott Miller, President, NowAuto, Inc.
Public Comment Spiro L. Vrusho
Public Comment Stephen Billis, Chief Financial Officer, Educational Insights, Inc.
Public Comment Steve Sunyich, Ideal Financial Solutions
Public Comment Thomas Braun, B.A., LL.B., LL.M.
Public Comment W. Richard Ulmer, President & CEO, InVitro International
Public Comment Wm Michael Reynolds, President, Luminart Corp

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-500