Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 13
B: 8
C: 2

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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Cynthia L. Adkins
Public Comment Bob & Dolores Scobey
Public Comment Bradley Brock
Public Comment Michael Levy, Washington, District of Columbia
Public Comment Ricci D. Null, President/CEO, First National Panel Company, Inc.
Public Comment Brian McCray
Public Comment Doug Jarvin
Public Comment Pat Kruger
Public Comment Randy Poole
Public Comment Thomas Yahner
Public Comment David Graner
Public Comment Ronald and Deanna Bible
Public Comment Nearly Gold
Public Comment Peter Farhadian
Public Comment Michael R. Lauer
Public Comment Thomas C. Zehner
Public Comment Gary Christy
Public Comment Steven Franco
Public Comment Brent Hyatt
Public Comment James J. Filipek
Public Comment Mitchell Marcus, President and CEO, MSMCG, Inc., and Tech Power, Inc.
Public Comment Oliver Plath
Public Comment Harvey Watson
Public Comment Lisa Qreitem
Public Comment Lisa Qreitem
Public Comment Gary W. Roaden
Public Comment Michael Taillefer
Public Comment Jocelyn Dupuis
Public Comment Jocelyn Dupuis
Public Comment Michael S. Ogurek

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-500