Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

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Date Sort descending	Letter Type	Commenter Name
Sept. 20, 2005	Public Comment	Trevor Boswell
Sept. 19, 2005	Public Comment	Brian McCreary, Florida
Sept. 19, 2005	Public Comment	Brian McCreary, Florida
Sept. 19, 2005	Public Comment	J. Long
Sept. 19, 2005	Public Comment	Johnny Ruscitto
Sept. 19, 2005	Public Comment	Louis Gomes, OTC Market Investor
Sept. 19, 2005	Public Comment	Paul J. Miederhoff
Sept. 19, 2005	Public Comment	Vincent E. Sescoe
Sept. 18, 2005	Public Comment	Ronald Lashley, Individual Investor
Sept. 17, 2005	Public Comment	Joe Chung
Sept. 16, 2005	Public Comment	Mark P. McGrath, President, Datameg Corporation
Sept. 15, 2005	Public Comment	Dale Popejoy
Sept. 15, 2005	Public Comment	Francisco Asensio
Sept. 15, 2005	Public Comment	Herb Kirchem
Sept. 15, 2005	Public Comment	Richard Anderson
Sept. 13, 2005	Public Comment	Bob Johnson
Sept. 13, 2005	Public Comment	Val Lunday, Individual investor
Sept. 12, 2005	Public Comment	Donald L. Smith, Goffstown, New Hampshire
Sept. 12, 2005	Public Comment	John Shiao
Sept. 12, 2005	Public Comment	Mark Smith, Managing Partner, Securities Compliance
Sept. 12, 2005	Public Comment	Stan
Sept. 12, 2005	Public Comment	Stan
Sept. 10, 2005	Public Comment	Traderbuddies
Sept. 9, 2005	Public Comment	Evelyn Kersting
Sept. 9, 2005	Public Comment	H. Patton Hewell
Sept. 9, 2005	Public Comment	Jennifer Brenot
Sept. 9, 2005	Public Comment	John H. Weber, President, Golden Eagle Enterprises, Inc.
Sept. 9, 2005	Public Comment	Samuel L. Gray
Sept. 9, 2005	Public Comment	Steve Siwek
Sept. 9, 2005	Public Comment	Thomas Richards

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-500