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Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 13
B: 8
C: 2

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Date Sort descending	Letter Type	Commenter Name
Sept. 8, 2005	Public Comment	James Reardon
Sept. 8, 2005	Public Comment	Jerry Mann
Sept. 8, 2005	Public Comment	Tony Presser, Bakersfield, CA
Sept. 7, 2005	Public Comment	Andrew J. Befumo
Sept. 7, 2005	Public Comment	Daniel J. Dumproff
Sept. 5, 2005	Public Comment	Gerald Smith, CEO, Gerald Smith & Associates, Inc.
Sept. 2, 2005	Public Comment	Ben Shearrow
Sept. 2, 2005	Public Comment	Gerald E. Patera
Sept. 2, 2005	Public Comment	Robert J. Gallant
Aug. 31, 2005	Public Comment	Malcolm P. Burke, President, Shep Technologies Inc.
Aug. 30, 2005	Public Comment	Ken Hartung
Aug. 29, 2005	Public Comment	Harry Marchant, III
Aug. 29, 2005	Public Comment	J. A. Presser, Bakersfield, CA
Aug. 28, 2005	Public Comment	Greg Boyce
Aug. 28, 2005	Public Comment	Larry J. Burge
Aug. 28, 2005	Public Comment	Ron Durham
Aug. 26, 2005	Public Comment	Bob Gelvin, Partner, Print Management Partners
Aug. 26, 2005	Public Comment	John A. Pond
Aug. 25, 2005	Public Comment	Anonymous reviewer
Aug. 24, 2005	Public Comment	Chris Leatt, President, Leatt Corporation Inc. (USA)
Aug. 23, 2005	Public Comment	Adelle Haley
Aug. 23, 2005	Public Comment	Timothy J. Nelson, Financial Planning Specialist, Smith Barney
Aug. 22, 2005	Public Comment	Roger Faubel
Aug. 21, 2005	Public Comment	Keith Smith, President, Christian Brothers Investment Club
Aug. 19, 2005	Public Comment	Joseph Leon
Aug. 18, 2005	Public Comment	George
Aug. 18, 2005	Public Comment	Henry Good, III
Aug. 18, 2005	Public Comment	John T. Berg
Aug. 18, 2005	Public Comment	Lance Jepsen
Aug. 18, 2005	Public Comment	M. B. Anderson

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-500

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