Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

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Date Sort descending	Letter Type	Commenter Name
Oct. 1, 2005	Public Comment	Rick Steven
Sept. 30, 2005	Public Comment	Patrick T. Shively
Sept. 30, 2005	Public Comment	Rip Gough, Colorado Springs, CO
Sept. 30, 2005	Public Comment	Scott Paterson, Jersey City, NJ
Sept. 29, 2005	Public Comment	Patrick Fahey
Sept. 28, 2005	Public Comment	Edmund Jagacki
Sept. 28, 2005	Public Comment	Justin M. Vanderpot
Sept. 27, 2005	Public Comment	John T. Berg
Sept. 27, 2005	Public Comment	Kent Blessing
Sept. 27, 2005	Public Comment	Michael Schindler
Sept. 26, 2005	Public Comment	Robert G. Bardwell
Sept. 25, 2005	Public Comment	Alan O. Beck
Sept. 25, 2005	Public Comment	Andrew Hammonds
Sept. 25, 2005	Public Comment	Anthony M. Giannini
Sept. 25, 2005	Public Comment	Carleton Butler, Livermore, CA
Sept. 25, 2005	Public Comment	E. Flinn
Sept. 25, 2005	Public Comment	Ralph King
Sept. 25, 2005	Public Comment	Victor Francois-Eugene
Sept. 25, 2005	Public Comment	Wes Guerrier, Consultant, Guerrier Advertising
Sept. 25, 2005	Public Comment	William Novak
Sept. 24, 2005	Public Comment	Arno Seegers
Sept. 24, 2005	Public Comment	Michael Sarrett
Sept. 24, 2005	Public Comment	Mike Reynolds
Sept. 23, 2005	Public Comment	Anonymous reviewer
Sept. 23, 2005	Public Comment	Emilian
Sept. 23, 2005	Public Comment	Emilian Elefteratos
Sept. 23, 2005	Public Comment	MacGregor Wolstenholme
Sept. 21, 2005	Public Comment	Paul Bandelier
Sept. 20, 2005	Public Comment	Giorgio Bruni
Sept. 20, 2005	Public Comment	Noah Taylor, Data Specialist, Client Development, ACNielsen Canada

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-500