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Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 13
B: 8
C: 2

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Date Sort descending	Letter Type	Commenter Name
Oct. 21, 2005	Public Comment	Dave Atwood
Oct. 21, 2005	Public Comment	G. Brown Sr.
Oct. 21, 2005	Public Comment	John D. Duchene
Oct. 18, 2005	Public Comment	Pauline Lynnes, Creston, BC Canada
Oct. 17, 2005	Public Comment	Audis Byrd
Oct. 17, 2005	Public Comment	Bill von Gremp, Laguna Niguel, California
Oct. 15, 2005	Public Comment	John D. Van Dyke, San Mateo, California
Oct. 14, 2005	Public Comment	George Elliott, Broker
Oct. 14, 2005	Public Comment	Mark P. Breitenbach, University of Pennsylvania, Facilities & Real Estate Services, Design & Construction, and Senior Project Manager
Oct. 14, 2005	Public Comment	Michael Moyal, Shareholder
Oct. 12, 2005	Public Comment	Anonymous
Oct. 12, 2005	Public Comment	J. A. Presser, Bakersfield, CA
Oct. 12, 2005	Public Comment	Marino Kulas, President & CEO, Conforce International, Inc.
Oct. 8, 2005	Public Comment	William Fleener
Oct. 7, 2005	Public Comment	Anonymous
Oct. 6, 2005	Public Comment	M.B.Snuggs
Oct. 5, 2005	Public Comment	Daniel Mckinney, CEO, Asia Properties, Inc.
Oct. 4, 2005	Public Comment	Candyse L. Karlsen
Oct. 4, 2005	Public Comment	George Bingham
Oct. 4, 2005	Public Comment	Glen Kelly, Investor/Shareholder
Oct. 4, 2005	Public Comment	Jim Leary
Oct. 4, 2005	Public Comment	Larry C. Gadbois
Oct. 4, 2005	Public Comment	Mhat McCane
Oct. 4, 2005	Public Comment	Ralph Gang
Oct. 4, 2005	Public Comment	Robin Lisk
Oct. 4, 2005	Public Comment	Tommy Dahl
Oct. 3, 2005	Public Comment	Dale Thomas
Oct. 2, 2005	Public Comment	David Marioni
Oct. 2, 2005	Public Comment	John Stippick
Oct. 1, 2005	Public Comment	Frederick Dowdell

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-500

How to submit comments