National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

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To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-102210 Jan 16, 2025 SR-ISE-2025-01 Nasdaq ISE, LLC (ISE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: February 13, 2025
View Received Comments
See Also - Rule19b-4 Information, Exhibit 5
34-102213 Jan 16, 2025 SR-NASDAQ-2025-002 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: February 13, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102209 Jan 16, 2025 SR-GEMX-2025-01 Nasdaq GEMX, LLC (GEMX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: February 13, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102208 Jan 16, 2025 SR-BX-2025-001 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: February 13, 2025
View Received Comments
See Also - Rule19b-4 Information, Exhibit 5
34-102201 Jan 15, 2025 SR-NYSE-2024-48 New York Stock Exchange LLC (NYSE) Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Section 802.01C of the NYSE Listed Company Manual (Price Criteria for Capital or Common Stock) to Restrict the
Comments Due: February 12, 2025
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-102196 Jan 15, 2025 SR-CboeBZX-2024-124, SR-CboeEDGX-2024-082, SR-CBOE-2024-056, SR-C2-2024-022 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Withdrawal of Proposed Rule Change to Adopt Cboe Timestamping Service
Comments Due: January 24, 2025
34-102190 Jan 14, 2025 SR-IEX-2025-02 Investors Exchange LLC (IEX) Notice of Filing of a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options
View Received Comments
See Also - Exhibit 5
34-102186 Jan 14, 2025 SR-NYSEArca-2024-98 NYSE Arca (NYSEARCA) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise 10 Crypto Index Fund under Proposed NYSE Arca Rule 8.800-E (Commodity- and/or Digital Asset-Based Investment Interests)
Comments Due: August 22, 2025
View Received Comments
34-102194 Jan 14, 2025 SR-BX-2025-002 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Exchange’s Membership Fee at Equity 7, Section 10
Comments Due: February 11, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102193 Jan 14, 2025 SR-NASDAQ-2025-001 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend its fee schedule to (1) increase the Exchange's Membership Fee at Equity 7, Section 10, and (2) increase its Regulatory, Registration and Processing Fees at Equity 7, Section 30
Comments Due: February 11, 2025
See Also - Exhibit 5, Rule 19b-4 Information