National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98366 | Sep 12, 2023 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments Submit a Comment on SR-NASDAQ-2023-022
|
| 34-98355 | Sep 12, 2023 | SR-NYSEARCA-2023-61 | NYSE Arca (NYSEARCA) | 34-98355 Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98362 | Sep 12, 2023 | SR-EMERALD-2023-23 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98361 | Sep 12, 2023 | SR-MIAX-2023-33 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: 21 days after date of publication in the Federal Register See Also - Exhibit 5 |
| 34-98360 | Sep 12, 2023 | SR-MEMX-2023-21 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98358 | Sep 12, 2023 | SR-CboeBZX-2023-064 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: October 10, 2023 |
| 34-98357 | Sep 12, 2023 | SR-CboeEDGX-2023-056 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: October 10, 2023 |
| 34-98347 | Sep 11, 2023 | SR-NYSEARCA-2023-59 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: October 6, 2023 See Also - Exhibit 5 |
| 34-98339 | Sep 8, 2023 | SR-MEMX-2023-18 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.5 Comments Due: October 5, 2023 See Also - Exhibit 5 |
| 34-98338 | Sep 8, 2023 | SR-MEMX-2023-19 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05 and a Related Definition in Rule 16.1 Comments Due: October 5, 2023 See Also - Exhibit 5 |