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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103896 | Sep 5, 2025 | SR-NASDAQ-2025-018 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Canary HBAR ETF under Nasdaq Rule 5711... View Received Comments Submit a Comment on SR-NASDAQ-2025-018
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| 34-103895 | Sep 5, 2025 | SR-NASDAQ-2025-019 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule 5711(d) (Commodity-Based... View Received Comments |
| 34-103894 | Sep 5, 2025 | SR-24X-2025-01 | 24X National Exchange LLC (24X) | Notice of Filing of a Proposed Rule Change regarding the Regular Hours Only Instruction Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-103892 | Sep 5, 2025 | SR-CboeBZX-2025-121 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-103891 | Sep 5, 2025 | SR-BX-2025-017 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add the CORE FIX Order Entry Protocol and to Amend Nasdaq BX Equity 4, Rules 4120, 4702, 4703, and 4757 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-103889 | Sep 5, 2025 | SR-Phlx-2025-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 9 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-103888 | Sep 5, 2025 | SR-BX-2025-016 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-103893 | Sep 5, 2025 | SR-CboeBYX-2025-027 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-103885 | Sep 5, 2025 | SR-NYSEARCA-2025-39 | NYSE Arca (NYSEARCA) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5.2-E(j)(9) to Permit the Generic Listing and Trading of Class... Comments Due: 21 days after date of publication in the Federal Register. Rebuttal comments due 35 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-103887 | Sep 5, 2025 | SR-GEMX-2025-22 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |