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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104182 | Nov 14, 2025 | SR-NYSE-2025-28, SR-NYSEAMER-2025-47, SR-NYSETEX-2025-24, SR-NYSEARCA-2025-60 | New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Texas, Inc. (NYSETEX), NYSE Arca (NYSEARCA) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend NYSE Rules 7.35A and 7.35C, NYSE American Rule 7.35E, NYSE Texas Rule 7.35, and NYSE Arca Rule 7.35-E Comments Due: 21 days after date of publication in the Federal Register. Rebuttal Comments Due: 35 days after date of publication in the Federal Register. Submit a Comment on SR-NYSE-2025-28
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| 34-104181 | Nov 14, 2025 | SR-NASDAQ-2025-088 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Additional Incentive Provided to Qualified Market Makers in Equity 7, Section 114(e) and to Introduce a New Credit for Non-Displayed Midpoint Quotes/Orders under... See Also - Exhibit 5 |
| 34-104175 | Nov 6, 2025 | SR-CboeBZX-2025-096 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts Comments Due: 21 days after publication in the Federal Register. Rebuttal comments should be submitted by 35 days after publication in the Federal Register. |
| 34-104173 | Nov 3, 2025 | SR-BSECC-2025-001, SR-BX-2025-024, SR-CboeEDGX-2025-072, SR-CboeBZX-2025-059, SR-CboeBZX-2025-069, SR-CboeBZX-2025-141, SR-CBOE-2025-068, SR-CBOE-2025-069, SR-CBOE-2025-074, SR-CBOE-2025-075, SR-CBOE-2025-076, SR-CBOE-2025-077, SR-CBOE-2025-078, SR-CBOE-2025-079, SR-CBOE-2025-080, SR-FICC-2025-021, SR-GEMX-2025-27, SR-ISE-2025-15, SR-ISE-2025-30, SR-ISE-2025-31, SR-LCH SA-2025-008, SR-MSRB-2025-02, SR-MRX-2025-23, SR-NASDAQ-2025-037, SR-NASDAQ-2025-072, SR-NASDAQ-2025-080, SR-NASDAQ-2025-085, SR-OCC-2025-017, SR-OCC-2025-018, SR-Phlx-2025-50, SR-Phlx-2025-56, SR-SCCP-2025-01 | Boston Stock Exchange Clearing Corporation, Nasdaq BX, Inc. (BX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe Exchange, Inc. (CBOE), Fixed Income Clearing Corporation (FICC), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Banque Centrale De Compensation, Municipal Securities Rulemaking Board (MSRB), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), The Options Clearing Corporation, Nasdaq PHLX LLC (Phlx), Stock Clearing Corporation of Philadelphia | Notice of Designation of a Longer Period for Commission Action on Pending Proposed Rule Changes and on Proceedings to Determine Whether to Approve or Disapprove Pending Proposed Rule Changes |
| 34-104161 | Sep 30, 2025 | SR-CboeBZX-2025-141 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares 4x Long Russell 1000 Daily ETF and the GraniteShares 4x Short Russell 1000 Daily ETF, each a Series of GraniteShares ETP Trust (the “Trust”), Under Rule 14.11(f)(4).. Comments Due: 21 days after date of publication in the Federal Register. |
| 34-104160 | Sep 30, 2025 | SR-CBOE-2025-079 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Amend Rule 5.1(c) (Global Trading Hours) Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-104159 | Sep 30, 2025 | SR-CBOE-2025-074 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Amend Functionality Relating to the Processing of Auction Responses Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-104157 | Sep 30, 2025 | SR-CBOE-2025-075 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Amend Rule 5.4 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-104153 | Sep 30, 2025 | SR-CboeEDGX-2025-072 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing of a Proposed Rule Change to Modify Rule 11.21 to Adopt a Retail Price Improvement Program and Modify Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) in Order to Describe the Behavior of Orders Containing a Non-Displayed Instruction Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-104150 | Sep 30, 2025 | SR-MRX-2025-25 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |