National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

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To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-102188 Jan 14, 2025 SR-CboeEDGX-2024-089 Cboe EDGX Exchange, Inc. (CboeEDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: February 11, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102185 Jan 14, 2025 SR-CBOE-2025-001 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for the Cboe Legacy Silexx Platform Versions
Comments Due: February 11, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102183 Jan 14, 2025 SR-NYSE-2024-23 New York Stock Exchange LLC (NYSE) Notice of Withdrawal of a Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE
34-102182 Jan 14, 2025 SR-SAPPHIRE-2025-01 MIAX SAPPHIRE, LLC (SAPPHIRE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 2090 to Establish a Virtual Trading Floor
Comments Due: February 11, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102169 Jan 13, 2025 SR-NYSE-2024-44 New York Stock Exchange LLC (NYSE) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Sta
Comments Due: June 17, 2025
View Received Comments
34-102154 Jan 10, 2025 SR-PEARL-2024-64 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidate
Comments Due: February 6, 2025
View Received Comments
See Also - Rule19b-4 Information, Exhibit 5
34-102152 Jan 10, 2025 SR-EMERALD-2024-31 MIAX Emerald, LLC (EMERALD) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2
Comments Due: February 6, 2025
View Received Comments
See Also - Rule19b-4 Information, Exhibit 5
34-102150 Jan 10, 2025 SR-SAPPHIRE-2024-43 MIAX SAPPHIRE, LLC (SAPPHIRE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20
Comments Due: February 5, 2025
View Received Comments
See Also - Rule19b-4 Information, Exhibit 5
34-102156 Jan 10, 2025 SR-CboeBYX-2024-009 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execu
View Received Comments
34-102145 Jan 10, 2025 SR-IEX-2024-31 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning Transaction Pricing for Certain Sub-Dollar Orders
Comments Due: February 6, 2025
See Also - Rule19b-4 Information, Exhibit 5