SEC.gov | Other Commission Orders, Notices, and Information

Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
34-102158	Jan. 13, 2025	2025-12	Order Determining Whistleblower Award Claim
33-11350, 34-102134, IA-6808, IC-35442	Jan. 7, 2025		Adjustments to Civil Monetary Penalty Amounts
34-102114	Jan. 6, 2025	2025-11	Order Determining Whistleblower Award Claim
34-102023	Dec. 20, 2024	2025-10	Order Determining Whistleblower Award Claim
34-101986	Dec. 19, 2024		Omnibus Order Extending the Engagement of Two Tax Administrators for Appointment on a Case-By-Case Basis in Administrative Proceedings that Establish Distribution Funds
34-102004	Dec. 19, 2024	2025-9	Order Determining Whistleblower Claim Award
33-11345, 34-101950	Dec. 18, 2024		Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2025 See Also - Press Release
34-101932	Dec. 16, 2024		Amended and Restated Order Specifying the Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compli
34-101915	Dec. 16, 2024	2025-8	Order Determining Whistleblower Claim Award
34-101899	Dec. 12, 2024	S7-30-22	Order Granting Partial Stay View Received Comments
34-101884	Dec. 11, 2024	10-247	MX2 LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934 *Comments Due:* January 31, 2025 View Received Comments See Also - Form 1 Application and Exhibits Submit a Comment on 10-247
34-101869	Dec. 10, 2024	4-844	Order Declaring Effective a Minor Rule Violation Plan *Comments Due:* 21 days after date of publication in the Federal Register. Submit a Comment on 4-844
34-101866	Dec. 10, 2024	SR-NYSEAMER-2024-63	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee (ORF) *Comments Due:* by February 20, 2025. Rebuttal comments should be submitted by March 6, 2025. See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2024-63
34-101777	Nov. 27, 2024	10-242	In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange, Findings, Opinion, and Order of the Commission View Received Comments
33-11330, 34-101769, 39-2558	Nov. 27, 2024	S7-2024-08	List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* January 9, 2025 Submit a Comment on S7-2024-08
34-101759	Nov. 26, 2024	4-845	Notice of Filing of Proposed Minor Rule Violation Plan View Received Comments
34-101729	Nov. 25, 2024		Notice pursuant to Rule 15c3-3a, Note H(b)(3) Federal Register version
34-101721	Nov. 25, 2024	2025-7	Order Determining Whistleblower Award Claim
34-101692	Nov. 21, 2024		Order Granting FINRA’s Application for Relief From Certain Statutory Disqualification

Last Reviewed or Updated: June 28, 2024