Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
33-11360, 34-102235 Order Regarding Review of Financial Accounting Standards Board (“FASB”) Accounting Support Fee for 2025 Under Section 109 of the Sarbanes-Oxley Act of 2002
34-102232 2025-15 Order Determining Whistleblower Award Claim
34-102223 10-244 Green Impact Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange...
View Received Comments
34-102206 2025-14 Order Determining Whistleblower Award Claim
34-102200 600-44 CME Securities Clearing, Inc.; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: March 10, 2025
View Received Comments
See Also - Form CA-1 Application and Exhibits
Submit a Comment on 600-44
34-102159 2025-13 Order Determining Whistleblower Award Claim
34-102158 2025-12 Order Determining Whistleblower Award Claim
33-11350, 34-102134, IA-6808, IC-35442 Adjustments to Civil Monetary Penalty Amounts
34-102114 2025-11 Order Determining Whistleblower Award Claim
34-102023 2025-10 Order Determining Whistleblower Award Claim
34-101986 Omnibus Order Extending the Engagement of Two Tax Administrators for Appointment on a Case-By-Case Basis in Administrative Proceedings that Establish Distribution Funds
34-102004 2025-9 Order Determining Whistleblower Claim Award
33-11345, 34-101950 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2025
See Also - Press Release
34-101932 Amended and Restated Order Specifying the Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compli
34-101915 2025-8 Order Determining Whistleblower Claim Award
34-101899 S7-30-22 Order Granting Partial Stay
View Received Comments
34-101884 10-247 MX2 LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: January 31, 2025
View Received Comments
See Also - Form 1 Application and Exhibits
Submit a Comment on 10-247
34-101869 4-844 Order Declaring Effective a Minor Rule Violation Plan
Comments Due: 21 days after date of publication in the Federal Register.
Submit a Comment on 4-844
34-101866 SR-NYSEAMER-2024-63 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee (ORF)
Comments Due: by February 20, 2025. Rebuttal comments should be submitted by March 6, 2025.
See Also - Exhibit 5
Submit a Comment on SR-NYSEAMER-2024-63
34-101777 10-242 In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange, Findings, Opinion, and Order of the Commission
View Received Comments
33-11330, 34-101769, 39-2558 S7-2024-08 List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Comments Due: January 9, 2025
Submit a Comment on S7-2024-08
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Last Reviewed or Updated: June 28, 2024