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(Click here for meetings with SEC officials)
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| Nov. 18, 2024 | David Sassoon,
General Counsel, 24X National Exchange LLC |
| Nov. 1, 2024 | David Sassoon, General Counsel, 24X National Exchange LLC |
| Oct. 29, 2024 | Securities Industry and Financial Markets Association |
| Oct. 29, 2024 | Adrian Griffiths, Head of Market Structure, MEMX |
| Oct. 11, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Oct. 9, 2024 | John Ramsay, Chief Market Policy Officer, Investors Exchange LLC |
| Sep. 25, 2024 | Patrick Blonien and Alexander Ober, Instructor of Finance, Carnegie Mellon University and Ph.D. Candidate in Finance, Rice University |
| Aug. 21, 2024 | David Sassoon, General Counsel, 24X National Exchange LLC |
| Jul. 26, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jun. 28, 2024 | Jeffrey Pasquerella, Chief Legal Officer, DriveWealth, LLC |
| Jun. 27, 2024 | Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc. |
| Jun. 27, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA |
| Jun. 26, 2024 | Chris Nagy, Research Director and Tyler Gellasch, President and CEO, Healthy Markets Association |
| Jun. 26, 2024 | Richard Montone |
| May 30, 2024 | David Sassoon, General Counsel, 24X National Exchange LLC |
| May 13, 2024 | James J. Angel, Ph.D., CFP®, CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business |
| Apr. 25, 2024 | Eun Ah Choi, Senior Vice President, Nasdaq, Inc. |
| Apr. 25, 2024 | Stan Sater, Senior Legal Counsel, Polygon.io, Inc. |
| Apr. 22, 2024 | Andrew Glover & Ed deHaan, University of Washington & Stanford University |
| Apr. 5, 2024 | James J. Angel, Ph.D., CFP®, CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Nov. 15, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 15, 2024 conference call with representatives of NASDAQ |
| Nov. 14, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 14, 2024, meeting with representatives of NASDAQ |
| Nov. 12, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 12, 2024 conference call with representatives of SIFMA |
| Nov. 8, 2024 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding a November 8, 2024, meeting with representatives of 24X National Exchange LLC |
| Nov. 7, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 7, 2024 meeting with representatives from 24X National Exchange LLC |
| Nov. 1, 2024 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding a November 1, 2024, meeting with representatives of Better Markets |
| Oct. 30, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 30, 2024 meeting with representatives of 24X National Exchange LLC |
| Oct. 29, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 29, 2024 meeting with representatives of 24X National Exchange LLC |
| Oct. 4, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 4, 2024, videoconference with representatives of the Investors Exchange LLC |
| Oct. 3, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 3, 2024, meeting with representatives of the Investors Exchange |
| Sep. 30, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 30, 2024, meeting with representatives of the Investors Exchange |
| Sep. 26, 2024 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding a September 26, 2024, meeting with representatives of 24X National Exchange LLC |
| Sep. 25, 2024 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding a September 25, 2024, meeting with representatives of the IEX Exchange |
| Sep. 12, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 12, 2024, meeting with representatives of the 24X National Exchange LLC |
| Sep. 12, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 12, 2024, meeting with representatives of the 24X National Exchange LLC |
| Sep. 11, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 11, 2024, meeting with representatives of 24X National Exchange LLC |
| Aug. 28, 2024 | Memorandum from the Office of the Chair regarding a August 28, 2024 meeting with representatives of SIFMA |
| Aug. 23, 2024 | Memorandum from the Division of Trading and Markets regarding an August 23, 2024, meeting with representatives of SIFMA |
| Jul. 25, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 25, 2024 meeting with representatives of Citadel Securities |
| Jul. 25, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 25, 2024, meeting with representatives of Citadel Securities |
| Jul. 25, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 25, 2024 meeting with representatives of Citadel |
| Jul. 22, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 9, 2024, conference call with representatives of the 24X National Exchange, LLC |
| May 16, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 16, 2024, meeting with representatives of 24X National Exchange LLC |
| May 8, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 8, 2024, meeting with representatives of 24X National Exchange, LLC |
| Mar. 25, 2024 | Memorandum from the Division of Trading and Markets regarding a March 25, 2024, meeting with a representative of Investors Exchange LLC
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