Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-103999 Notice of Intention to Cancel Registration of a Certain Municipal Advisor Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934
34-103876 2025-52 Order Determining Whistleblower Award Claim
34-103856 2025-51 Order Determining Whistle Blower Award Claim
34-103837 4-861 Order Declaring Effective a Minor Rule Violation Plan
34-103834 2025-50 Order Determining Whistleblower Award Claim
34-103833 2025-49 Order Determining Whistleblower Award Claim
34-103817 2025-48 Order Determining Whistleblower Award Claim
34-103814 2025-47 Order Determining Whistleblower Award Claim
34-103810 2025-46 Order Determining Whistleblower Claim Award
34-103808 2025-45 Order Determining Whistleblower Award Claim
34-103794 2025-44 Order Determining Whistleblower Claim Award
33-11384, 34-103768 Order Making Fiscal Year 2026 Annual Adjustments to Registration Fee Rates
34-103767 010-00248 Dream Exchange Holdings, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities...
Comments Due: August 4, 2025
34-103727 600-45 ICE Clear Credit LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: October 6, 2025
See Also - Form CA-1 Application and Exhibits
33-11383 Ripple Labs, Inc. (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933, Granting a Waiver of the Rule 506(d)(1)(ii)(A) Disqualification Provision)
34-103630 2025-43 Order Determining Whistleblower Award Claim
34-103624 600-39 Paxos Securities Settlement Company, LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: 45 days after date of publication in the Federal Register.
See Also - Form CA-1 Application and Exhibits
34-103604 10-249 Texas Stock Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 26, 2025
View Received Comments
See Also - Form 1 Application and Exhibits
34-103514 600-44 CME Securities Clearing,Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
View Received Comments
34-103477 4-861 Notice of Filing of Proposed Minor Rule Violation Plan
34-103472 2025-42 Order Determining Whistleblower Award Claim
34-103471 2025-41 Order Determining Whistleblower Award Claim
34-103470 2025-40 Order Determining Whistleblower Award Claim
34-103430 010-00248 Dream Exchange Holdings, Inc.; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 4, 2025
See Also - Form 1 Application and Exhibits

Last Reviewed or Updated: June 28, 2024