34-104786
Feb. 10, 2026
S7-2026-04
Notice of an Application of the Chicago Mercantile Exchange Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment in Connection with the Opening Price Settlement Requirements of Rule 6h-1(b)... Comments Due: Federal Register
34-104762
Jan. 30, 2026
600-45
ICE Clear Credit LLC; Order Granting an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934 View Received Comments
34-104757
Jan. 30, 2026
600-39
Paxos Securities Settlement Company, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities... View Received Comments
34-104748
Jan. 30, 2026
S7-2026-03
Notice of an Application of the Fixed Income Clearing Corporation and Chicago Mercantile Exchange Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 in Connection with the Cross-Margining of U.S. Treasury Securities and Re Comments Due:
33-11405, 34-104698
Jan. 27, 2026
Archer-Daniels-Midland Company; Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of...
33-11404
Jan. 27, 2026
Archer-Daniels- Midland Company; Order Under Rule 405 of the Securities Act of 1933, Granting Waiver from Being Ineligible Issuer
34-104678
Jan. 23, 2026
Order Regarding Initial Margin Computation for Nearwater Capital Markets, LTD
33-11401, 34-104653
Jan. 22, 2026
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Fiscal Year 2026
34-104616
Jan. 15, 2026
2026-3
Order Determining Whistleblower Award Claim
34-104615
Jan. 15, 2026
2026-2
Order Determining Whistleblower Award Claim
34-104614
Jan. 15, 2026
2026-1
Order Determining Whistleblower Award Claim
SIPA-185
Jan. 14, 2026
SIPC-2026-01
Securities Investor Protection Corporation; Notice of Inflation Adjustment Determination Comments Due: Federal Register version
33-11399, 34-104555, IA-6936, IC-35865
Jan. 7, 2026
S7-2026-02
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Comments Due: Federal Register
34-104540
Jan. 5, 2026
Order Granting Registration of Clasificadora de Riesgo Pacific Credit Rating S.A.C. as a Nationally Recognized Statistical Rating Organization
PA-63
Dec. 19, 2025
S7-2025-05
Privacy Act of 1974; System of Records Comments Due:
33-11396
Dec. 11, 2025
Oppenheimer & Co. Inc.: Order Under Rule 262(b)(2) and Rule 506(d)(2)(ii) of the Securities act of 1933 Granting a Waiver of the Rule 262(a)(2)(iii) and Rule 506(d)(i)(ii)(c) Disqualification Provisions
34-104281
Dec. 1, 2025
600-44
CME Securities Clearing, Inc.; Order Granting an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934 View Received Comments
34-104260
Nov. 25, 2025
010-00248
In the Matter of the Application of Dream Exchange Holdings, Inc. for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Comments Due:
34-104220
Nov. 19, 2025
Order Cancelling Registration of Municipal Advisor, Melio & Company, LLC, Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-104195
Nov. 18, 2025
600-45
ICE Clear Credit LLC; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934 View Received Comments
