Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-106457 2026-40 Order Determining Whistleblower Award Claim
34-106396 10-255 Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by North American Derivatives Exchange, Inc.
See Also - Form 1-N Application and Exhibits
34-106338 SR-NASDAQ-2026-004 Order Granting Petitions for Review and Scheduling Filing of Statements (FIle No. SR-NASDAQ-2026-004)
Comments Due: October 6, 2026
View Received Comments
Submit a Comment on SR-NASDAQ-2026-004
34-106297 10-254 Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by Bitnomial Exchange, LLC
See Also - Form 1-N Application and Exhibits
34-106296 10-253 Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by KalshiEX LLC
See Also - Form 1-N Application and Exhibits
34-106295 10-252 Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by Coinbase Derivatives, LLC
See Also - Form 1-N Application and Exhibits
34-106267 Notice pursuant to Rule 15c3-3a, Note H(b)(3) Regarding Application of the Customer Protection Rule Reserve Computations with Respect to U.S. Treasury Securities
34-106203 600-46 DTCC ITP LLC; Notice of Filing of Application for Exemption from Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: October 15, 2026
See Also - Form CA-1 Application and Exhibits
Submit a Comment on 600-46
34-106202 600-43 TriOptima AB; Notice of Filing of Application for Exemption from Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: October 15, 2026
See Also - Form CA-1 Application and Exhibits
Submit a Comment on 600-43
34-106201 600-41 OSTTRA Limited; OSTTRA Services, LLC; Notice of Filing of Applications for Exemption from Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
File Nos.: 600-41, 600-42 Comments Due: October 15, 2026
See Also - OSTTRA Limited - Form CA-1 Application and Exhibits, OSTTRA Services LLC — Form CA-1 Application and Exhibits 
Submit a Comment on 600-41
34-106200 600-40 LSEG Post Trade Services Limited; Notice of Filing of Application for Exemption from Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: October 15, 2026
See Also - Form CA-1 Application and Exhibits 
Submit a Comment on 600-40
33-11436, 34-106170 Order Making Fiscal Year 2027 Annual Adjustments to Registration Fee Rates
34-106005 SR-Phlx-2025-50 Order Granting Petition for Review and Scheduling Filing of Statements (File No. SR-Phlx-2025-50)
View Received Comments
Submit a Comment on SR-Phlx-2025-50
Federal Register version
34-105960 600-47 Notice of Filing of an Application, as Amended, for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: September 8, 2026
View Received Comments
See Also - Form CA-1 Application and Exhibits 
Submit a Comment on 600-47
34-105857 2026-39 Order Determining Whistleblower Award Claim
34-105855 2026-38 Order Determining Whistleblower Award Claim
34-105851 2026-37 Order Determining Whistleblower Award Claim
34-105841 2026-36 Order Determining Whistleblower Award Claim
34-105840 2026-35 Order Determining Whistleblower Award Claim
34-105839 2026-34 Order Determining Whistleblower Award Claim
33-11428, 34-105832, IA-6977, IC-36237 No Adjustment to Civil Monetary Penalty Amounts
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