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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
34-106203	Aug. 26, 2026	600-46	DTCC ITP LLC; Notice of Filing of Application for Exemption from Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 *Comments Due:* 45 days after publication in the Federal Register See Also - Form CA-1 Application and Exhibits Submit a Comment on 600-46
34-106202	Aug. 26, 2026	600-43	TriOptima AB; Notice of Filing of Application for Exemption from Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 *Comments Due:* 45 days after publication in the Federal Register See Also - Form CA-1 Application and Exhibits Submit a Comment on 600-43
34-106201	Aug. 26, 2026	600-41	OSTTRA Limited; OSTTRA Services, LLC; Notice of Filing of Applications for Exemption from Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 File Nos.: 600-41, 600-42 *Comments Due:* 45 days after publication in the Federal Register See Also - OSTTRA Limited - Form CA-1 Application and Exhibits, OSTTRA Services LLC — Form CA-1 Application and Exhibits  Submit a Comment on 600-41
34-106200	Aug. 26, 2026	600-40	LSEG Post Trade Services Limited; Notice of Filing of Application for Exemption from Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 *Comments Due:* 45 days from publication in the Federal Register See Also - Form CA-1 Application and Exhibits  Submit a Comment on 600-40
33-11436, 34-106170	Aug. 21, 2026		Order Making Fiscal Year 2027 Annual Adjustments to Registration Fee Rates
34-106005	July 29, 2026	SR-Phlx-2025-50	Order Granting Petition for Review and Scheduling Filing of Statements (File No. SR-Phlx-2025-50) View Received Comments Submit a Comment on SR-Phlx-2025-50 Federal Register version
34-105960	July 21, 2026	600-47	Notice of Filing of an Application, as Amended, for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 *Comments Due:* September 8, 2026 See Also - Form CA-1 Application and Exhibits  Submit a Comment on 600-47
34-105857	July 8, 2026	2026-39	Order Determining Whistleblower Award Claim
34-105855	July 8, 2026	2026-38	Order Determining Whistleblower Award Claim
34-105851	July 7, 2026	2026-37	Order Determining Whistleblower Award Claim
34-105841	July 2, 2026	2026-36	Order Determining Whistleblower Award Claim
34-105840	July 2, 2026	2026-35	Order Determining Whistleblower Award Claim
34-105839	July 2, 2026	2026-34	Order Determining Whistleblower Award Claim
33-11428, 34-105832, IA-6977, IC-36237	July 1, 2026		No Adjustment to Civil Monetary Penalty Amounts
34-105828	July 1, 2026	2026-33	Order Determining Whistleblower Award Claim
34-105812	June 30, 2026		Order Granting Application of Texas Stock Exchange LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i)(A) pursuant to Rule 10b-10(f)
34-105810	June 30, 2026	2026-31	Order Determining Whistleblower Award Claim
33-11426, 34-105808, IC-36228	June 30, 2026	S7-2026-24	Request for Comment on Novel ETFs *Comments Due:* August 31, 2026 View Received Comments Submit a Comment on S7-2026-24 Federal Register version
34-105811	June 30, 2026	2026-32	Order Determining Whistleblower Award Claim