34-105960
July 21, 2026
600-47
Notice of Filing of an Application, as Amended, for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 Comments Due: Federal Register. Form CA-1 Application and Exhibits
34-105857
July 8, 2026
2026-39
Order Determining Whistleblower Award Claim
34-105855
July 8, 2026
2026-38
Order Determining Whistleblower Award Claim
34-105851
July 7, 2026
2026-37
Order Determining Whistleblower Award Claim
34-105841
July 2, 2026
2026-36
Order Determining Whistleblower Award Claim
34-105840
July 2, 2026
2026-35
Order Determining Whistleblower Award Claim
34-105839
July 2, 2026
2026-34
Order Determining Whistleblower Award Claim
33-11428, 34-105832, IA-6977, IC-36237
July 1, 2026
No Adjustment to Civil Monetary Penalty Amounts
34-105828
July 1, 2026
2026-33
Order Determining Whistleblower Award Claim
34-105812
June 30, 2026
Order Granting Application of Texas Stock Exchange LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i)(A) pursuant to Rule 10b-10(f)
34-105810
June 30, 2026
2026-31
Order Determining Whistleblower Award Claim
33-11426, 34-105808, IC-36228
June 30, 2026
S7-2026-24
Request for Comment on Novel ETFs Comments Due: View Received Comments Federal Register version
34-105811
June 30, 2026
2026-32
Order Determining Whistleblower Award Claim
34-105793
June 29, 2026
2026-30
Order Determining Whistleblower Award Claim
34-105792
June 29, 2026
2026-29
Order Determining Whistleblower Award Claim
34-105783
June 26, 2026
2026-28
Order Determining Whistleblower Award Claim
34-105782
June 26, 2026
2026-27
Order Determining Whistle Blower Award Claim
34-105781
June 26, 2026
S7-2026-23
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives Comments Due: View Received Comments
34-105775
June 25, 2026
2026-26
Order Determining Whistleblower Award Claim
34-105774
June 25, 2026
4-897
Order Declaring Effective a Minor Rule Violation Plan
