Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-103999 Notice of Intention to Cancel Registration of a Certain Municipal Advisor Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934
34-103876 2025-52 Order Determining Whistleblower Award Claim
34-103856 2025-51 Order Determining Whistle Blower Award Claim
34-103837 4-861 Order Declaring Effective a Minor Rule Violation Plan
34-103834 2025-50 Order Determining Whistleblower Award Claim
34-103833 2025-49 Order Determining Whistleblower Award Claim
34-103817 2025-48 Order Determining Whistleblower Award Claim
34-103814 2025-47 Order Determining Whistleblower Award Claim
34-103810 2025-46 Order Determining Whistleblower Claim Award
34-103808 2025-45 Order Determining Whistleblower Award Claim
34-103794 2025-44 Order Determining Whistleblower Claim Award
33-11384, 34-103768 Order Making Fiscal Year 2026 Annual Adjustments to Registration Fee Rates
34-103767 010-00248 Dream Exchange Holdings, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities...
Comments Due: August 4, 2025
Submit a Comment on 010-00248
34-103727 600-45 ICE Clear Credit LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: October 6, 2025
See Also - Form CA-1 Application and Exhibits
Submit a Comment on 600-45
33-11383 Ripple Labs, Inc. (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933, Granting a Waiver of the Rule 506(d)(1)(ii)(A) Disqualification Provision)
34-103630 2025-43 Order Determining Whistleblower Award Claim
34-103624 600-39 Paxos Securities Settlement Company, LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: 45 days after date of publication in the Federal Register.
See Also - Form CA-1 Application and Exhibits
Submit a Comment on 600-39
34-103604 10-249 Texas Stock Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 26, 2025
View Received Comments
See Also - Form 1 Application and Exhibits
Submit a Comment on 10-249
34-103514 600-44 CME Securities Clearing,Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
View Received Comments
Submit a Comment on 600-44
34-103477 4-861 Notice of Filing of Proposed Minor Rule Violation Plan
34-103472 2025-42 Order Determining Whistleblower Award Claim
34-103471 2025-41 Order Determining Whistleblower Award Claim
34-103470 2025-40 Order Determining Whistleblower Award Claim
34-103430 010-00248 Dream Exchange Holdings, Inc.; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 4, 2025
See Also - Form 1 Application and Exhibits
Submit a Comment on 010-00248
Displaying 1 - 25 of 2453

Last Reviewed or Updated: June 28, 2024