Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
33-11401, 34-104653 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Fiscal Year 2026
34-104616 2026-3 Order Determining Whistleblower Award Claim
34-104615 2026-2 Order Determining Whistleblower Award Claim
34-104614 2026-1 Order Determining Whistleblower Award Claim
SIPA-185 SIPC-2026-01 Securities Investor Protection Corporation; Notice of Inflation Adjustment Determination
Comments Due: 15 days after date of publication in the Federal Register.
Submit a Comment on SIPC-2026-01
Federal Register version
33-11399, 34-104555, IA-6936, IC-35865 S7-2026-02 List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Comments Due: 30 days after publication in the Federal Register
Submit a Comment on S7-2026-02
34-104540 Order Granting Registration of Clasificadora de Riesgo Pacific Credit Rating S.A.C. as a Nationally Recognized Statistical Rating Organization
PA-63 S7-2025-05 Privacy Act of 1974; System of Records
Comments Due: 30 Days After Date Of Publication In The Federal Register
Submit a Comment on S7-2025-05
33-11396 Oppenheimer & Co. Inc.: Order Under Rule 262(b)(2) and Rule 506(d)(2)(ii) of the Securities act of 1933 Granting a Waiver of the Rule 262(a)(2)(iii) and Rule 506(d)(i)(ii)(c) Disqualification Provisions
34-104281 600-44 CME Securities Clearing, Inc.; Order Granting an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
View Received Comments
34-104260 010-00248 In the Matter of the Application of Dream Exchange Holdings, Inc. for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
Comments Due: August 4, 2025
34-104220 Order Cancelling Registration of Municipal Advisor, Melio & Company, LLC, Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-104195 600-45 ICE Clear Credit LLC; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
Comments Due: December 12, 2025
View Received Comments
Submit a Comment on 600-45
34-104174 600-39 Paxos Securities Settlement Company, LLC; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
Comments Due: December 8, 2025
View Received Comments
Submit a Comment on 600-39
34-104146 10-249 In the Matter of the Application of Texas Stock Exchange LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
View Received Comments
34-104141 2025-59 Order Determining Whistleblower Award Claim
34-104143 2025-60 Order Determining Whistleblower Award Claim
34-104145 2025-61 Order Determining Whistleblower Award Claim
34-104142 2025-57 Order Determining Whistleblower Award Claims
34-104139 2025-58 Order Determining Whistleblower Award Claims
34-104137 2025-56 Order Determining Whistleblower Award Claims
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