34-104977
March 11, 2026
600-39
Notice of Filing of an Amendment to Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: 21 days after publication in the Federal Register .
View Received Comments
See Also -
Form CA-1 Application and Exhibits
33-11410, 34-104943
March 6, 2026
Order Regarding Review of FASB Accounting Support Fee for 2026 Under Section 109 of the Sarbanes-Oxley Act of 2002
34-104909
Feb. 27, 2026
Order Making Fiscal Year 2026 Annual Adjustments to Transaction Fee Rates
34-104896
Feb. 26, 2026
2026-5
Order Determining Whistleblower Award Claim
34-104895
Feb. 26, 2026
2026-4
Order Determining Whistleblower Award Claim
34-104846
Feb. 13, 2026
Order Granting Petition for Review and Scheduling Filing of Statements (File No. SR-OCC-2025-018)
34-104762
Jan. 30, 2026
600-45
ICE Clear Credit LLC; Order Granting an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
View Received Comments
34-104757
Jan. 30, 2026
600-39
Paxos Securities Settlement Company, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities...
Comments Due: 21 days after publication in the Federal Register .
View Received Comments
34-104748
Jan. 30, 2026
S7-2026-03
Notice of an Application of the Fixed Income Clearing Corporation and Chicago Mercantile Exchange Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 in Connection with the Cross-Margining of U.S. Treasury Securities and Re
Comments Due: March 5, 2026
33-11405, 34-104698
Jan. 27, 2026
Archer-Daniels-Midland Company; Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of...
33-11404
Jan. 27, 2026
Archer-Daniels- Midland Company; Order Under Rule 405 of the Securities Act of 1933, Granting Waiver from Being Ineligible Issuer
34-104678
Jan. 23, 2026
Order Regarding Initial Margin Computation for Nearwater Capital Markets, LTD
33-11401, 34-104653
Jan. 22, 2026
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Fiscal Year 2026
34-104616
Jan. 15, 2026
2026-3
Order Determining Whistleblower Award Claim
34-104615
Jan. 15, 2026
2026-2
Order Determining Whistleblower Award Claim
34-104614
Jan. 15, 2026
2026-1
Order Determining Whistleblower Award Claim
SIPA-185
Jan. 14, 2026
SIPC-2026-01
Securities Investor Protection Corporation; Notice of Inflation Adjustment Determination
Comments Due: 15 days after date of publication in the Federal Register.
Federal Register version
33-11399, 34-104555, IA-6936, IC-35865
Jan. 7, 2026
S7-2026-02
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Comments Due: 30 days after publication in the Federal Register
34-104540
Jan. 5, 2026
Order Granting Registration of Clasificadora de Riesgo Pacific Credit Rating S.A.C. as a Nationally Recognized Statistical Rating Organization