Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-105812 Order Granting Application of Texas Stock Exchange LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i)(A) pursuant to Rule 10b-10(f)
34-105810 2026-31 Order Determining Whistleblower Award Claim
33-11426, 34-105808, IC-36228 S7-2026-24 Request for Comment on Novel ETFs
Comments Due: 60 days after publication in the Federal Register
View Received Comments
Submit a Comment on S7-2026-24
34-105811 2026-32 Order Determining Whistleblower Award Claim
34-105793 2026-30 Order Determining Whistleblower Award Claim
34-105792 2026-29 Order Determining Whistleblower Award Claim
34-105783 2026-28 Order Determining Whistleblower Award Claim
34-105782 2026-27 Order Determining Whistle Blower Award Claim
34-105781 S7-2026-23 Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives
Comments Due: 60 days after publication in the Federal Register
View Received Comments
Submit a Comment on S7-2026-23
34-105775 2026-26 Order Determining Whistleblower Award Claim
34-105774 4-897 Order Declaring Effective a Minor Rule Violation Plan
34-105772 2026-25 Order Determining Whistle Blower Award Claim
34-105750 2026-24 Order Determining Whistleblower Award Claim
34-105749 2026-23 Order Determining Whistleblower Award Claim
34-105748 2026-22 Order Determining Whistleblower Award Claim
34-105745 2026-21 Order Determining Whistleblower Award Claim
34-105744 2026-20 Order Determining Whistleblower Award Claim
34-105742 2026-19 Order Determining Whistleblower Award Claim
33-11424, 34-105735 S7-2026-21 Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
Comments Due: August 24, 2026
View Received Comments
Submit a Comment on S7-2026-21
Federal Register version
34-105734 S7-2026-22 Joint Request for Comment on Swap and Security-Based Swap Data Reporting
Comments Due: August 24, 2026
View Received Comments
Submit a Comment on S7-2026-22
Federal Register version
34-105736 Order Granting Conditional Exemptive Relief, Pursuant to Sections 17A and 36(a) of the Securities Exchange Act of 1934, from the Definition of an “Eligible Secondary Market Transaction” in Rule 17ad-22(a)
34-105709 2026-18 Order Determining Whistleblower Award Claim
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