34-103999
Sept. 18, 2025
Notice of Intention to Cancel Registration of a Certain Municipal Advisor Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934
34-103876
Sept. 5, 2025
2025-52
Order Determining Whistleblower Award Claim
34-103856
Sept. 4, 2025
2025-51
Order Determining Whistle Blower Award Claim
34-103837
Sept. 3, 2025
4-861
Order Declaring Effective a Minor Rule Violation Plan
34-103834
Sept. 3, 2025
2025-50
Order Determining Whistleblower Award Claim
34-103833
Sept. 3, 2025
2025-49
Order Determining Whistleblower Award Claim
34-103817
Sept. 2, 2025
2025-48
Order Determining Whistleblower Award Claim
34-103814
Sept. 2, 2025
2025-47
Order Determining Whistleblower Award Claim
34-103810
Aug. 29, 2025
2025-46
Order Determining Whistleblower Claim Award
34-103808
Aug. 28, 2025
2025-45
Order Determining Whistleblower Award Claim
34-103794
Aug. 28, 2025
2025-44
Order Determining Whistleblower Claim Award
33-11384, 34-103768
Aug. 25, 2025
Order Making Fiscal Year 2026 Annual Adjustments to Registration Fee Rates
34-103767
Aug. 22, 2025
010-00248
Dream Exchange Holdings, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities...
Comments Due: August 4, 2025
34-103727
Aug. 18, 2025
600-45
ICE Clear Credit LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: October 6, 2025
See Also -
Form CA-1 Application and Exhibits
33-11383
Aug. 8, 2025
Ripple Labs, Inc. (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933, Granting a Waiver of the Rule 506(d)(1)(ii)(A) Disqualification Provision)
34-103630
Aug. 5, 2025
2025-43
Order Determining Whistleblower Award Claim
34-103624
Aug. 1, 2025
600-39
Paxos Securities Settlement Company, LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: 45 days after date of publication in the Federal Register .
See Also -
Form CA-1 Application and Exhibits
34-103604
July 31, 2025
10-249
Texas Stock Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 26, 2025
View Received Comments
See Also -
Form 1 Application and Exhibits
34-103514
July 21, 2025
600-44
CME Securities Clearing,Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
View Received Comments
34-103477
July 16, 2025
4-861
Notice of Filing of Proposed Minor Rule Violation Plan
34-103472
July 16, 2025
2025-42
Order Determining Whistleblower Award Claim
34-103471
July 16, 2025
2025-41
Order Determining Whistleblower Award Claim
34-103470
July 16, 2025
2025-40
Order Determining Whistleblower Award Claim
34-103430
July 9, 2025
010-00248
Dream Exchange Holdings, Inc.; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 4, 2025
See Also -
Form 1 Application and Exhibits