Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-103422 10-249 In the Matter of the Application of Texas Stock Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under...
Comments Due: August 26, 2025
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Submit a Comment on 10-249
33-11379, 34-103337, IA-6891, IC-35635 S7-2025-02 Regulatory Flexibility Agenda
Comments Due: 30 days after publication in the Federal Register
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See Also - Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions
Submit a Comment on S7-2025-02
34-103281 2025-39 Order Determining Whistleblower Award Claim
34-103254 2025-38 Order Determining Whistleblower Award Claim
34-103229 2025-37 Order Determining Whistleblower Award Claim
34-103225 2025-36 Order Determining Whistleblower Award Claim
34-103208 2025-35 Order Determining Whistleblower Award Claim
34-103202 2025-34 Order Determining Whistleblower Award Claim
34-103197 2025-33 Order Determining Whistleblower Award Claim
34-103177 2025-32 Order to Determine Whistleblower Award Claim
34-103172 2025-31 Order Determining Whistleblower Award Claim
34-103171 2025-30 Order Determining Whistleblower Award Claim
34-103170 2025-29 Order Determining Whistleblower Award Claim
34-103162 2025-28 Order Determining Whistleblower Award Claim
34-103157 010-00248 Dream Exchange Holdings, Inc.; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 4, 2025
Submit a Comment on 010-00248
34-102987 2025-27 Order Determining Whistleblower Award Claim
34-102901 2025-26 Order Determining Whistleblower Award Claim
34-102896 2025-25 Order Determining Whistleblower Claim Award
34-102889 600-44 CME Securities Clearing, Inc.; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
Comments Due: May 15, 2025
View Received Comments
Submit a Comment on 600-44
34-102886 S7-34-10 Regulation SBSR (Reporting and Dissemination of Security-Based Swap Information) and Security-Based Swap Data Repository Rules; Extension
File Nos.: S7-34-10, S7-35-10 View Received Comments
Federal Register version
33-11374 Aegon Ltd..: Order Under Rule 405 of the Securities Act of 1933, Granting Waiver from Being Ineligible Issuer
34-102853 10-244 Green Impact Exchange, LLC; Findings, Opinion, and Order of the Commission
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Last Reviewed or Updated: June 28, 2024