Speeches and Statements
Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:
Speeches and Statements Table
|
Published date grouping
|
Date
|
Title
|
Speaker
|
Type
|
|---|---|---|---|---|
| Published date grouping:December 2015 | Date: | Title: Modernizing the Commission's Regulatory Structure for Transfer Agents |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:December 2015 | Date: | Title: Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things) |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission [*] |
Type:Statement |
| Published date grouping:December 2015 | Date: | Title: Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts |
Speaker:
Commissioner Luis A. AguilarUnited States Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:December 2015 | Date: | Title: Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:December 2015 | Date: | Title: Statement at Open Meeting regarding Use of Derivatives by Registered Investment Companies and Business Development Companies |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:November 2015 | Date: | Title: Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:November 2015 | Date: | Title: Statement to the Government-Business Forum on Small Business Capital Formation |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:November 2015 | Date: | Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:November 2015 | Date: | Title: Statement on Departure from the SEC |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:October 2015 | Date: | Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:October 2015 | Date: | Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:October 2015 | Date: | Title: The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:October 2015 | Date: | Title: How Can the Markets Best Adapt to the Rapid Growth of ETFs |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:October 2015 | Date: | Title: The Important Work of Boards of Directors |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:September 2015 | Date: | Title: Statement on New Rulemaking Website |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:September 2015 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:September 2015 | Date: | Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:September 2015 | Date: | Title: Finishing the Work of Regulating Security-Based Derivatives |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:August 2015 | Date: | Title: Enhancing the Commission’s Waiver Process |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[*] |
Type:Statement |
| Published date grouping:August 2015 | Date: | Title: Statement on Edward D. Jones Enforcement Action |
Speaker:
Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar |
Type:Statement |
| Published date grouping:August 2015 | Date: | Title: Statement on the Importance of Clarity in Commission Orders |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[*] |
Type:Statement |
| Published date grouping:August 2015 | Date: | Title: Statement at Open Meeting on Pay Ratio Disclosure |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:August 2015 | Date: | Title: Statement at Open Meeting on Registration Requirements for SBS Entities |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:July 2015 | Date: | Title: The Benefits of Shortening the Securities Settlement Cycle |
Speaker:
Commissioner Luis A. AguilarUnited States Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:July 2015 | Date: | Title: Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market |
Speaker:
Commissioner Luis A. AguilarUnited States Securities and Exchange Commission[2] |
Type:Statement |
| Published date grouping:July 2015 | Date: | Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:June 2015 | Date: | Title: The Role of Chief Compliance Officers Must be Supported |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[*] |
Type:Statement |
| Published date grouping:June 2015 | Date: | Title: A Threefold Cord — Working Together to Meet the Pervasive Challenge of Cyber-Crime |
Speaker:
Commissioner Luis A. AguilarUnited States Securities and Exchange Commission |
Type:Speech |
| Published date grouping:June 2015 | Date: | Title: Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules |
Speaker:
Commissioner Luis A. Aguilar and Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission[*] |
Type:Statement |
| Published date grouping:June 2015 | Date: |
Title: Dissenting Statement on the Final Interagency Policy Statement: Failing to Advance Diversity and Inclusion |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[*] |
Type:Statement |
| Published date grouping:May 2015 | Date: | Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:May 2015 | Date: | Title: Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:May 2015 | Date: | Title: U.S. Equity Market Structure: Making Our Markets Work Better for Investors |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:April 2015 | Date: | Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:April 2015 | Date: | Title: Statement at an Open Meeting on Pay Versus Performance Disclosures |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:April 2015 | Date: | Title: Regulators Working Together to Serve Investors |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:March 2015 | Date: | Title: Statement at Open Meeting on Rule 15b9-1 |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:March 2015 | Date: | Title: Statement at Open Meeting on Reg A+ |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:March 2015 | Date: | Title: Preparing for the Regulatory Challenges of the 21st Century |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:March 2015 | Date: | Title: The Need for Greater Secondary Market Liquidity for Small Businesses |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:February 2015 | Date: | Title: Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:February 2015 | Date: | Title: Ensuring the Proxy Process Works for Shareholders |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:February 2015 | Date: | Title: Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:February 2015 | Date: | Title: Aligning the Interests of Company Executives and Directors with Shareholders |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:February 2015 | Date: | Title: Advocating for Investors Saving for Retirement |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:February 2015 | Date: | Title: Dissenting Statement In the Matter of Oppenheimer & Co., Inc. |
Speaker:
Commissioner Luis A. Aguilar and Commissioner Kara M. Stein |
Type:Statement |
| Published date grouping:February 2015 | Date: | Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:February 2015 | Date: | Title: Statement on the Commission’s Issuance of a Risk Alert Related to the Results of a Recent Cybersecurity Sweep |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:January 2015 | Date: | Title: Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:December 2014 | Date: | Title: The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:December 2014 | Date: | Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:November 2014 | Date: | Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:November 2014 | Date: | Title: Statement at Open Meeting on Regulation SCI |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:October 2014 | Date: | Title: Statement at the SEC Open Meeting on Credit Risk Retention |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:August 2014 | Date: | Title: Dissenting Statement In the Matter of Lynn R. Blodgett and Kevin R. Kyser, CPA, Respondents |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:July 2014 | Date: | Title: Statement at SEC Open Meeting on Money Market Fund Reform |
Speaker:
Commissioner Luis Aguilar
|
Type:Statement |
| Published date grouping:July 2014 | Date: | Title: Opening Statement at Investor Advisory Committee Meeting |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:June 2014 | Date: | Title: Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:June 2014 | Date: | Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:June 2014 | Date: | Title: Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:April 2014 | Date: | Title: Looking at Corporate Governance from the Investor’s Perspective |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:April 2014 | Date: | Title: NASAA and the SEC: Presenting a United Front to Protect Investors |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:April 2014 | Date: | Title: Taking an Informed Approach to Issues Facing the Mutual Fund Industry |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:March 2014 | Date: | Title: Statement at SEC Roundtable on Cybersecurity |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:March 2014 | Date: | Title: Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:February 2014 | Date: | Title: Addressing Known Risks to Better Protect Investors |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:February 2014 | Date: | Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:February 2014 | Date: | Title: Protecting the Financial Future of Seniors and Retirees |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:January 2014 | Date: | Title: Making A Difference Through Public Service |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:January 2014 | Date: | Title: Statement on the Commission’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1) |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:December 2013 | Date: | Title: Promoting Investor Protection in Small Business Capital Formation |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:December 2013 | Date: | Title: Statement on the Volcker Rule: Reducing Systemic Risk By Banning Excessive Proprietary Trading with Depositors’ Money |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:December 2013 | Date: | Title: “Seeing Capital Markets Through Investor Eyes” |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:December 2013 | Date: | Title: Opening Statement at the Proxy Advisory Services Roundtable |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:October 2013 | Date: | Title: A Stronger Enforcement Program to Enhance Investor Protection |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:October 2013 | Date: | Title: Statement at Open Meeting on Proposal on Crowdfunding |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:October 2013 | Date: | Title: Statement on the Proposed Interagency Policy Statement to Establish Standards to Assess the Diversity Policies and Practices of Regulated Entities |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:September 2013 | Date: | Title: Statement at Open Meeting on Pay Ratio Disclosures |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:September 2013 | Date: | Title: Statement at Open Meeting on Registration Rules for Municipal Advisors |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:September 2013 | Date: | Title: Celebrating National Hispanic Heritage Month by Recognizing Achievements and Looking Ahead |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
| Published date grouping:August 2013 | Date: | Title: The Need for Effective Regulation of the Asset-Backed Securities Market |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:July 2013 | Date: | Title: Strengthening Oversight of Broker-Dealers by Instituting a Framework to Prevent Another Madoff |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
| Published date grouping:July 2013 | Date: | Title: Addressing Investor Risks in the Retail Forex Business |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:July 2013 | Date: | Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:July 2013 | Date: | Title: Open Meeting Statement on General Solicitation for Rule 506 of Regulation D |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:July 2013 | Date: | Title: Open Meeting Statement on Disqualifying Bad Actors under Rule 506 of Regulation D |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:June 2013 | Date: | Title: Statement at Open Meeting on Money Market Fund Reforms |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:May 2013 | Date: | Title: Merely Cracking the Glass Ceiling is Not Enough: Corporate America Needs More than Just A Few Women in Leadership |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:May 2013 | Date: | Title: The Important Role of Immigrants in Our Economy |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:May 2013 | Date: | Title: Opening Remarks at SEC Roundtable on Credit Ratings |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:May 2013 | Date: | Title: Georgia Southern University Commencement Address: Preparing for Challenges and Opportunities |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Speech |
| Published date grouping:May 2013 | Date: | Title: The Need for Robust SEC Oversight of SROs |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:May 2013 | Date: | Title: Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:April 2013 | Date: | Title: Institutional Investors: Power and Responsibility |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:April 2013 | Date: | Title: Doing the Right Thing: Compliance That Works for Investors |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:April 2013 | Date: | Title: Keeping a Retail Investor Focus in Overseeing the Fixed Income Market |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:April 2013 | Date: | Title: Outmanned and Outgunned: Fighting on Behalf of Investors Despite Efforts to Weaken Investor Protections |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:April 2013 | Date: | Title: Statement at Open Meeting on Rules to Help Protect Investors from Identity Theft |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:April 2013 | Date: | Title: Promulgating Rules to Prevent Identity Theft |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:March 2013 | Date: | Title: Inclusion is a Strength: Corporate America and the SEC Should Reflect America |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:February 2013 | Date: | Title: Addressing Market Instability through Informed and Smart Regulation |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:February 2013 | Date: | Title: Shareholders Need Robust Disclosure to Exercise Their Voting Rights as Investors and Owners |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
| Published date grouping:February 2013 | Date: | Title: Statement at Open Meeting on 2013 PCAOB Budget and Accounting Support Fee |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:January 2013 | Date: | Title: Opening Remarks at Investor Advisory Committee Meeting on Responding to Recommendations |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:December 2012 | Date: | Title: Statement on Money Market Funds as to Recent Developments |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:December 2012 | Date: | Title: Capital Formation from the Investor's Perspective |
Speaker:
Commissioner Luis AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:November 2012 | Date: | Title: Effective Small Business Capital Formation Requires Investor Protection to Foster Investor Confidence |
Speaker:
Commissioner Luis AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:October 2012 | Date: | Title: Taking a No-Nonsense Approach to Enforcing the Federal Securities Laws |
Speaker:
Commissioner Luis AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:October 2012 | Date: | Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:September 2012 | Date: | Title: Working to Achieve the American Dream: Remarks to the Hispanic Bar Association of the District of Columbia |
Speaker:
Commissioner Luis AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:August 2012 | Date: | Title: Increasing the Vulnerability of Investors |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:August 2012 | Date: | Title: Statement Regarding Money Market Funds |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:August 2012 | Date: | Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:August 2012 | Date: | Title: Requiring Disclosure to Increase Transparency Regarding the Sourcing of Conflict Minerals |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:July 2012 | Date: | Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:July 2012 | Date: | Title: “Smart Regulation: Keeping the Door Open for Effective Ideas” |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:June 2012 | Date: | Title: Pension Funds as Owners and Investors: A Voice for Working Families |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:June 2012 | Date: | Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:June 2012 | Date: | Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee |
Speaker:
Commissioner Luis A. AguilarInvestor Advisory Committee
|
Type:Speech |
| Published date grouping:May 2012 | Date: | Title: Statement concerning publication by IOSCO on April 27, 2012 of the “Consultation Report of the IOSCO Standing Committee 5 on Money Market Funds: Money Market Fund Systemic Risk Analysis and Reform Opt |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange CommissionCommissioner Daniel M. GallagherU.S. Securities and Exchange CommissionCommissioner Troy A. ParedesU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:May 2012 | Date: | Title: Advocating for Greater Federal and State Securities Regulatory Cooperation and Collaboration |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:April 2012 | Date: | Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
| Published date grouping:April 2012 | Date: | Title: Statement by Commissioner: Defrauded Investors Deserve Their Day in Court |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:March 2012 | Date: | Title: Public Statement by Commissioner: Investor Protection is Needed for True Capital Formation: Views on the JOBS Act |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:March 2012 | Date: | Title: Speech by Commissioner: Why Seniors Are More Vulnerable Now As Targets for Financial Abuse |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:February 2012 | Date: | Title: Shining a Light on Expenditures of Shareholder Money |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Speech |
| Published date grouping:February 2012 | Date: | Title: Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission |
Type:Statement |
| Published date grouping:January 2012 | Date: | Title: Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |