Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Modernizing the Commission's Regulatory Structure for Transfer Agents Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
Date: Title: Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things) Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission [*]

 Type:Statement
Date: Title: Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

 Type:Statement
Date: Title: Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting regarding Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

 Type:Statement
Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

 Type:Statement
Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement on Departure from the SEC Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
Date: Title: How Can the Markets Best Adapt to the Rapid Growth of ETFs Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: The Important Work of Boards of Directors Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Statement on New Rulemaking Website Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Finishing the Work of Regulating Security-Based Derivatives Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Enhancing the Commission’s Waiver Process Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

 Type:Statement
Date: Title: Statement on Edward D. Jones Enforcement Action Speaker:

Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar

 Type:Statement
Date: Title: Statement on the Importance of Clarity in Commission Orders Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

 Type:Statement
Date: Title: Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: The Benefits of Shortening the Securities Settlement Cycle Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

 Type:Statement
Date: Title: Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[2]

 Type:Statement
Date: Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: The Role of Chief Compliance Officers Must be Supported Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

 Type:Statement
Date: Title: A Threefold Cord — Working Together to Meet the Pervasive Challenge of Cyber-Crime Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission

 Type:Speech
Date: Title: Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules Speaker:

Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission[*]

 Type:Statement
Date: Title: Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion 		Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

 Type:Statement
Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

 Type:Statement
Date: Title: U.S. Equity Market Structure: Making Our Markets Work Better for Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

 Type:Statement
Date: Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at an Open Meeting on Pay Versus Performance Disclosures Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Regulators Working Together to Serve Investors Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Statement at Open Meeting on Rule 15b9-1 Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Reg A+ Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Preparing for the Regulatory Challenges of the 21st Century Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: The Need for Greater Secondary Market Liquidity for Small Businesses Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
Date: Title: Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Ensuring the Proxy Process Works for Shareholders Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
Date: Title: Aligning the Interests of Company Executives and Directors with Shareholders Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Advocating for Investors Saving for Retirement Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Dissenting Statement In the Matter of Oppenheimer & Co., Inc. Speaker:

Commissioner Luis A. Aguilar and Commissioner Kara M. Stein

 Type:Statement
Date: Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement on the Commission’s Issuance of a Risk Alert Related to the Results of a Recent Cybersecurity Sweep Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

 Type:Statement
Date: Title: Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
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