Speeches and Statements
Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:
Speeches and Statements Table
Speaker
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Date: | Title: Modernizing the Commission's Regulatory Structure for Transfer Agents |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
Date: | Title: Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things) |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission [*] |
Type:Statement |
Date: | Title: Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts |
Speaker:
Commissioner Luis A. AguilarUnited States Securities and Exchange Commission[1] |
Type:Statement |
Date: | Title: Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Statement at Open Meeting regarding Use of Derivatives by Registered Investment Companies and Business Development Companies |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
Date: | Title: Statement to the Government-Business Forum on Small Business Capital Formation |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
Date: | Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Statement on Departure from the SEC |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
Date: | Title: How Can the Markets Best Adapt to the Rapid Growth of ETFs |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: The Important Work of Boards of Directors |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
Date: | Title: Statement on New Rulemaking Website |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
Date: | Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Finishing the Work of Regulating Security-Based Derivatives |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Enhancing the Commission’s Waiver Process |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[*] |
Type:Statement |
Date: | Title: Statement on Edward D. Jones Enforcement Action |
Speaker:
Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar |
Type:Statement |
Date: | Title: Statement on the Importance of Clarity in Commission Orders |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[*] |
Type:Statement |
Date: | Title: Statement at Open Meeting on Pay Ratio Disclosure |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Statement at Open Meeting on Registration Requirements for SBS Entities |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: The Benefits of Shortening the Securities Settlement Cycle |
Speaker:
Commissioner Luis A. AguilarUnited States Securities and Exchange Commission[1] |
Type:Statement |
Date: | Title: Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market |
Speaker:
Commissioner Luis A. AguilarUnited States Securities and Exchange Commission[2] |
Type:Statement |
Date: | Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: The Role of Chief Compliance Officers Must be Supported |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[*] |
Type:Statement |
Date: | Title: A Threefold Cord — Working Together to Meet the Pervasive Challenge of Cyber-Crime |
Speaker:
Commissioner Luis A. AguilarUnited States Securities and Exchange Commission |
Type:Speech |
Date: | Title: Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules |
Speaker:
Commissioner Luis A. Aguilar and Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission[*] |
Type:Statement |
Date: |
Title: Dissenting Statement on the Final Interagency Policy Statement: Failing to Advance Diversity and Inclusion |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[*] |
Type:Statement |
Date: | Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
Date: | Title: U.S. Equity Market Structure: Making Our Markets Work Better for Investors |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
Date: | Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Statement at an Open Meeting on Pay Versus Performance Disclosures |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Regulators Working Together to Serve Investors |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
Date: | Title: Statement at Open Meeting on Rule 15b9-1 |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Statement at Open Meeting on Reg A+ |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Preparing for the Regulatory Challenges of the 21st Century |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
Date: | Title: The Need for Greater Secondary Market Liquidity for Small Businesses |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
Date: | Title: Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
Date: | Title: Ensuring the Proxy Process Works for Shareholders |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |
Date: | Title: Aligning the Interests of Company Executives and Directors with Shareholders |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Advocating for Investors Saving for Retirement |
Speaker:
Commissioner Luis A. Aguilar |
Type:Speech |
Date: | Title: Dissenting Statement In the Matter of Oppenheimer & Co., Inc. |
Speaker:
Commissioner Luis A. Aguilar and Commissioner Kara M. Stein |
Type:Statement |
Date: | Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: Statement on the Commission’s Issuance of a Risk Alert Related to the Results of a Recent Cybersecurity Sweep |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission[1] |
Type:Statement |
Date: | Title: Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR |
Speaker:
Commissioner Luis A. Aguilar |
Type:Statement |
Date: | Title: The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents |
Speaker:
Commissioner Luis A. AguilarU.S. Securities and Exchange Commission* |
Type:Statement |