SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
DANIEL RIVERA SR
Enforcement Action: In the Matter of DAVID C. CONNOLLY, DANIEL RIVERA, SR., and MARC A. REMOLI, SEC File No. 3-9038
Date Filed:
FELIX RIVERA
Current Age: 49 - 51
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PRIME STAR GROUP, INC., ROGER MOHLMAN, DANNY COLON, MARYSOL MORERA, FELIX RIVERA, DC INTERNATIONAL CONSULTING LLC, KEVIN CARSON, ESPER GULLATT, JR., THE STONE FINANCIAL GROUP, INC. and JOSHUA KONIGSBERG, 2:12-cv-00371 (D. Nev.)
Date Filed:
JASON GEORGE RIVERA JR
Current Age: 45 - 47
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JASON GEORGE RIVERA, JR., MARC CHRISTOPHER HARMON, THE JOSEPH RENE CORPORATION, and EXECUTIVE MEMBERS MANAGEMENT GROUP, 3:11-cv-04741 (N.D. Cal.)
Date Filed:
JASON GEORGE RIVERA JR
Current Age: 45 - 47
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JASON GEORGE RIVERA, JR., SEC File No. 3-14897
Date Filed:
JOHN H RIVERA
Current Age: 74 - 76
State: Mississippi (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. U.S. SUSTAINABLE ENERGY CORP. AND JOHN H. RIVERA, 5:08-cv-00245 (S.D. Miss.)
Date Filed:
JOSE E RIVERA
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOSE CARLOS VILLARES, JOSE E. RIVERA AND GUILLERMO QUINONES, 1:99-cv-02565 (D.D.C.)
Date Filed:
JOSE E RIVERA
Current Age: 69 - 71
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JOSE E. RIVERA, CPA, SEC File No. 3-10117
Date Filed:
MATTHEW RIVERA
Current Age: 56 - 58
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. DANIEL RIVERA, MATTHEW RIVERA and ROBBINS LANE PROPERTIES INC., 3:16-cv-01636 (D.N.J.)
Date Filed:
OSCAR FERRER RIVERA
Current Age: 53 - 55
State: Puerto Rico (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of OSCAR FERRER RIVERA, SEC File No. 3-19166
Date Filed:
VICTOR MANUEL RIVERA JR
Current Age: 60 - 62
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of VICTOR MANUEL RIVERA, JR., SEC File No. 3-15462
Date Filed:
JONATHAN A RIVERA-PADILLA
Current Age: 42 - 44
State: Puerto Rico (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JONATHAN A. RIVERA-PADILLA, SEC File No. 3-19165
Date Filed:
MARIO E RIVERO
Current Age: 40 - 42
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MARIO E. RIVERO, 3:22-cv-01360 (D.N.J.)
Date Filed:
MARIO E RIVERO
Current Age: 40 - 42
Enforcement Action: In the Matter of MARIO E. RIVERO, SEC File No. 3-21352
Date Filed:
MICHAEL A RIVERS
Current Age: 59 - 61
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MICHAEL A. RIVERS, 6:09-cv-01674 (M.D. Fla.)
Date Filed:
MARC J RIVIELLO
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PAWEL P. DYNKOWSKI, RICHARD A. BAILEY, MATTHEW W. BROWN, JACOB CANCELI, GERARD J. D’AMARO, GARY C. HEATH, JOSEPH MANGIAPANE JR., JAMES MEAGHER, NATHAN M. MICHAUD, MARC J. RIVIELLO, ADAM S. ROSENGARD, AND FLORIAN R. TERNES, 1:09-cv-00361 (D. Del.)
Date Filed:
MARC J RIVIELLO
Current Age: 64 - 66
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MARC J. RIVIELLO, SEC File No. 3-14757
Date Filed:
LEWIS ALLEN RIVLIN
State: Maryland (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. LEWIS ALLEN RIVLIN, EDWIN EARL HULING III, and ALFRED HUASCAR VELARDE, 1:99-cv-01455 (D.D.C.)
Date Filed:
CIRIACO ISRAEL RIVOR
Current Age: 65 - 67
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. FRANCIS ELIAS AXIAQ, CIRIACO ISRAEL RIVOR, EMMANUEL MARIO AXIAQ, AND STEVEN CRAIG LUSARDI, 3:08-cv-04637 (N.D. Cal.)
Date Filed:
ANTHONY SARIVOLA
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ANTHONY SARIVOLA, DONNA SARIVOLA, ALAN COHEN, JOSEPH MAZZO, GEORGE C. BERGLEITNER, JR., RICHARD VOIGHT, EDWARD DUFFY, MICHAEL KARP, MARK ANTHONY, MICHELLE SUPPES, MILAN INTERNATIONAL, LTD., MILAN NATIONAL CORPORATION, LEONA ENTERPRISES, INC., STANDARD INVESTMENT HOLDINGS, INC., EUROBANC, LTD., AND SUPPES SECURITIES, 1:95-cv-09270 (S.D.N.Y.)
Date Filed:
ANTHONY SARIVOLA
Also Known As: ANTHONY MARTELLI, ANTHONY STEELE
Enforcement Action: In the Matter of ANTHONY SARIVOLA, SEC File No. 3-9137
Date Filed:
DONNA SARIVOLA
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ANTHONY SARIVOLA, DONNA SARIVOLA, ALAN COHEN, JOSEPH MAZZO, GEORGE C. BERGLEITNER, JR., RICHARD VOIGHT, EDWARD DUFFY, MICHAEL KARP, MARK ANTHONY, MICHELLE SUPPES, MILAN INTERNATIONAL, LTD., MILAN NATIONAL CORPORATION, LEONA ENTERPRISES, INC., STANDARD INVESTMENT HOLDINGS, INC., EUROBANC, LTD., AND SUPPES SECURITIES, 1:95-cv-09270 (S.D.N.Y.)
Date Filed:
NICHOLAS MEJIA SCRIVENER
Current Age: 53 - 55
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of NICHOLAS MEJIA SCRIVENER, SEC File No. 3-19908
Date Filed:
MICHAEL SCRIVO
Current Age: 57 - 59
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MICHAEL SCRIVO, 1:04-cv-05837 (S.D.N.Y.)
Date Filed:
YEHUDA SHIV
Current Age: Over 90
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. YEHUDA SHIV, SAGAM CAPITAL MANAGEMENT CORP. and SAGAM CAPITAL LLC, 1:01-cv-11282 (S.D.N.Y.)
Date Filed:
YEHUDA SHIV
Current Age: Over 90
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of YEHUDA SHIV, SEC File No. 3-11138
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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