SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 16668 / August 30, 2000
SECURITIES AND EXCHANGE COMMISSION v. LEWIS ALLEN RIVLIN, EDWIN EARL HULING III, AND ALFRED HUASCAR VELARDE, AS DEFENDANTS; AND Z-FINANCE, S.A., ANTHONY P. ZIOUDAS, HEDLEY FINANCE LTD., CHRISTIAN DANTE, AND CHRYSANTHOS CHRYSOSTOMOU, AS RELIEF DEFENDANTS, Civil Action No. 99-1455 (RCL) (U.S. District Court for the District of Columbia)
The Securities and Exchange Commission today announced that on August 29, 2000, the Honorable Royce C. Lamberth of the United States District Court for the District of Columbia entered a Final Judgment of Permanent Injunction and Other Relief as to Defendant Edwin Earl Huling III in which Huling, without admitting or denying the allegations against him, consented to be enjoined from violations of the broker-dealer registration provisions of Section 15 of the Securities Exchange Act of 1934, and the provisions of Sections 17(a)(2)-(3) of the Securities Act of 1933, and to pay a civil money penalty of $15,000.
The Commission's enforcement case against Defendant Lewis Allen Rivlin remains pending (see also Litigation Releases Nos. 16593 (June 15, 2000), 16389 (Dec. 13, 1999), and 16179 (June 8, 1999)).