Administrative Proceeding File No. 3-20378
Respondents
Dowling, Elaine A., Esq.
Administrative Proceeding File No. 3-20378 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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|---|---|---|---|
| Release Date: | Release Number:34-93507 | Other Release Numbers: | Name of Document: Order Making Findings, and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e)(1)(Ii) of the Commission's Rules of Practice |
| Release Date: | Release Number:AP-6828 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-6827 | Other Release Numbers: | Name of Document: Order to Show Cause |
| Release Date: | Release Number:AP-6824 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6823 | Other Release Numbers: | Name of Document: Order Designating Presiding Judge |
| Release Date: | Release Number:34-92293 | Other Release Numbers: | Name of Document: Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing |