Administrative Proceeding File No. 3-18483
Respondents
Scarpino, Timothy C.
Docket Sheet (updated March 29, 2023)
Administrative Proceeding File No. 3-18483 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-11198 |
Other Release Numbers:
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Name of Document: Pending Administrative Proceedings (Order Dismissing Proceedings) |
| Release Date: | Release Number:AP-6874 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6865 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:AP-6859 | Other Release Numbers: | Name of Document: Order Following Third Status Report |
| Release Date: | Release Number:AP-6847 | Other Release Numbers: | Name of Document: Order Following Second Status Report |
| Release Date: | Release Number:AP-6836 | Other Release Numbers: | Name of Document: Order Following Status Report |
| Release Date: | Release Number:AP-6835 | Other Release Numbers: | Name of Document: Order for Status Report |
| Release Date: | Release Number:AP-6141 | Other Release Numbers: | Name of Document: Order On Procedures |
| Release Date: | Release Number:AP-5977 | Other Release Numbers: | Name of Document: Order Following Reassignment |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:AP-5952 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-5874 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-5729 | Other Release Numbers: | Name of Document: Order Designating Presiding Judge |
| Release Date: | Release Number:33-10496 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act, Making Findings, and\ Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing |