Administrative Proceeding File No. 3-18454
Respondents
Lee, Christopher M., aka Rashid K. Khalfani
Administrative Proceeding File No. 3-18454 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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|---|---|---|---|
| Release Date: | Release Number:1360 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-6321 | Other Release Numbers: | Name of Document: Order Setting Briefing Schedule |
| Release Date: | Release Number:AP-6211 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-6160 | Other Release Numbers: | Name of Document: Order Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-6003 | Other Release Numbers: | Name of Document: Order Following Reassignment |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:AP-5948 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-5824 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-5778 | Other Release Numbers: | Name of Document: Order to Show Cause |
| Release Date: | Release Number:AP-5731 | Other Release Numbers: | Name of Document: Postponement Order |
| Release Date: | Release Number:AP-5701 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:IA-4898 | Other Release Numbers: | Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |