Administrative Proceeding File No. 3-18292
Respondents
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Docket Sheet (updated March 29, 2023)
Administrative Proceeding File No. 3-18292 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-11198 |
Other Release Numbers:
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Name of Document: Pending Administrative Proceedings (Order Dismissing Proceedings) |
| Release Date: | Release Number:34-97413 |
Other Release Numbers:
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:34-96771 |
Other Release Numbers:
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Name of Document: 34-96771.pdf |
| Release Date: | Release Number:34-96196 |
Other Release Numbers:
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Name of Document: 34-96196.pdf |
| Release Date: | Release Number:34-95413 |
Other Release Numbers:
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:34-94854 |
Other Release Numbers:
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:34-94160 |
Other Release Numbers:
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Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:34-93544 |
Other Release Numbers:
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Name of Document: Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Independent Accountant |
| Release Date: | Release Number:34-91381 |
Other Release Numbers:
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Name of Document: Order Granting Petition for Review and Scheduling Briefs |
| Release Date: | Release Number:1407 | Other Release Numbers: | Name of Document: Initial Decision as to Gregory A. Wahl, CPA, Michael Deutchman, CPA, and Georgia Chung, CPA |
| Release Date: | Release Number:AP-6801 | Other Release Numbers: | Name of Document: Order On Revisions to Record Index and Exhibit List |
| Release Date: | Release Number:AP-6800 | Other Release Numbers: | Name of Document: Order Extending Deadline for Issuance of Initial Decision |
| Release Date: | Release Number:AP-6799 | Other Release Numbers: | Name of Document: Order On Motion to Correct the Record Index |
| Release Date: | Release Number:34-89475 |
Other Release Numbers:
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Name of Document: Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission Other Than as a Member of an Audit Commit\ tee |
| Release Date: | Release Number:AP-6769 | Other Release Numbers: | Name of Document: Order Providing New Briefing Schedule |
| Release Date: | Release Number:AP-6766 | Other Release Numbers: | Name of Document: Order Denying in Part Motion to Admit New Exhibits and Specifying Further Procedures |
| Release Date: | Release Number:AP-6748 | Other Release Numbers: | Name of Document: Extension Order |
| Release Date: | Release Number:AP-6741 | Other Release Numbers: | Name of Document: Order Admitting Exhibit 839.8 |
| Release Date: | Release Number:AP-6727 | Other Release Numbers: | Name of Document: Order Admitting Exhibits 432 and 1119 |
| Release Date: | Release Number:AP-6726 | Other Release Numbers: | Name of Document: Order Admitting Exhibit 772 |
| Release Date: | Release Number:AP-6725 | Other Release Numbers: | Name of Document: Post-Hearing Order |
| Release Date: | Release Number:AP-6722 | Other Release Numbers: | Name of Document: Notice Regarding Closing Argument |
| Release Date: | Release Number:AP-6721 | Other Release Numbers: | Name of Document: Notice of Hearing Location |
| Release Date: | Release Number:AP-6720 | Other Release Numbers: | Name of Document: Order to Show Cause as to Randall Letcavage |
| Release Date: | Release Number:AP-6701 | Other Release Numbers: | Name of Document: Order Regarding Witnesses, Inability to Pay, and Hearing Transcripts |
| Release Date: | Release Number:AP-6694 | Other Release Numbers: | Name of Document: Order Following Final Prehearing Conference |
| Release Date: | Release Number:AP-6692 | Other Release Numbers: | Name of Document: Order Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-6690 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:34-87033 |
Other Release Numbers:
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Name of Document: Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Anton & Chia, LLP Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice |
| Release Date: | Release Number:AP-6667 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6663 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6640 | Other Release Numbers: | Name of Document: Prehearing Order |
| Release Date: | Release Number:AP-6633 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6631 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6605 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6580 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6572 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6546 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6499 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6448 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6361 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6129 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-5972 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:AP-5894 | Other Release Numbers: | Name of Document: Notice of Extension of Stay |
| Release Date: | Release Number:34-83622 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice as to Respondent Tommy Shek, CPA |
| Release Date: | Release Number:AP-5855 | Other Release Numbers: | Name of Document: Notice of Stay |
| Release Date: | Release Number:AP-5677 | Other Release Numbers: | Name of Document: Stay Order as to Tommy Shek, CPA |
| Release Date: | Release Number:AP-5634 | Other Release Numbers: | Name of Document: Order Denying Motion for a Ruling On the Pleadings |
| Release Date: | Release Number:AP-5626 | Other Release Numbers: | Name of Document: Notice Concerning Withdrawal |
| Release Date: | Release Number:AP-5521 | Other Release Numbers: | Name of Document: Scheduling and General Prehearing Order |
| Release Date: | Release Number:AP-5423 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-5348 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:34-82206 |
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Name of Document: Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commissions Rules of Practice and Notice of Hearing |