Respondents

Megalli, Mark

Administrative Proceeding File No. 3-18250 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5956 Other Release Numbers: Name of Document: Notice
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:1253 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-5448 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-5402 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-5221 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-5206 Other Release Numbers: Name of Document: Postponement Order
Release Date: Release Number:AP-5175 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-81861 Other Release Numbers:
  • IA-4793
Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing