Respondents

Reyes, Gerardo E.

Administrative Proceeding File No. 3-18126 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:1367 Other Release Numbers: Name of Document: Initial Decision of Default
Release Date: Release Number:AP-6185 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:AP-6070 Other Release Numbers: Name of Document: Order Following Reassignment
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:1248 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-5503 Other Release Numbers: Name of Document: Order Ratifying Prior Actions
Release Date: Release Number:AP-5415 Other Release Numbers: Name of Document: Order Setting New Motions Schedule
Release Date: Release Number:AP-5366 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-5245 Other Release Numbers: Name of Document: Order Setting Second Prehearing Conference
Release Date: Release Number:AP-5240 Other Release Numbers: Name of Document: Order Setting Motion Schedule
Release Date: Release Number:AP-5220 Other Release Numbers: Name of Document: Order Directing Respondent to Show Cause and Scheduling Prehearing Conference
Release Date: Release Number:AP-5041 Other Release Numbers: Name of Document: Order Postponing Hearing and to Clarify Service
Release Date: Release Number:AP-4993 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-81458 Other Release Numbers:
  • IA-4752
Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing