Respondents

Lynch, John T., Jr.

Administrative Proceeding File No. 3-17902 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-82634 Other Release Numbers:
  • IC-33001
Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 15(b) and 15B(c) of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
Release Date: Release Number:AP-5342 Other Release Numbers: Name of Document: Notice to the Parties and Order Ratifying Stay
Release Date: Release Number:AP-5242 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-5211 Other Release Numbers: Name of Document: Order Extending Certain Prehearing Deadlines
Release Date: Release Number:AP-5083 Other Release Numbers: Name of Document: Order Extending Deadline for Depositions
Release Date: Release Number:AP-5036 Other Release Numbers: Name of Document: Order Adopting Prehearing Schedule
Release Date: Release Number:AP-5011 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-4989 Other Release Numbers: Name of Document: Order Denying Motion for Summary Disposition
Release Date: Release Number:AP-4829 Other Release Numbers: Name of Document: Order Granting Extension
Release Date: Release Number:AP-4780 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-4748 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-4739 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:33-10335 Other Release Numbers:
  • 34-80377
  • IC-32592
Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C, 15(b), 15B(c)(4), and 21C of the Securities Exchange Act of 1934, Section 9(b) of the Investment Company Act of 19\
40, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing