Respondents
Parthemer, Aaron R.
Administrative Proceeding File No. 3-17878 Table
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Release Number:34-81471
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Name of Document: Order Making Findings and Imposing Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
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Release Number:AP-4863
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Name of Document: Order Extending Stay
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Release Number:AP-4760
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Name of Document: Stay Order
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Release Number:AP-4740
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Name of Document: Order Extending Time to Hold Prehearing Conference
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Release Number:AP-4710
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Name of Document: Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
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Release Number:AP-4695
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Name of Document: Order Scheduling Hearing and Designating Presiding Judge
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Release Number:34-80221
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings and Notice of Hearing Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) \
of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
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