Administrative Proceeding File No. 3-17874
Respondents
Harris, Talman
Administrative Proceeding File No. 3-17874 Table
Release Date
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Release Number
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Other Release Numbers
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Name of Document
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Release Date: | Release Number:1402 | Other Release Numbers: | Name of Document: Supplemental Initial Decision Talman Harris And Victor Alfaya |
Release Date: | Release Number:AP-6730 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:AP-6716 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:34-87425 | Other Release Numbers: | Name of Document: Order Remanding Proceeding |
Release Date: | Release Number:1380 | Other Release Numbers: | Name of Document: Initial Decision as to Talman Harris |
Release Date: | Release Number:1381 | Other Release Numbers: | Name of Document: Initial Decision as to Victor Alfaya Making Findings and Imposing Sanction by Default |
Release Date: | Release Number:AP-6532 | Other Release Numbers: | Name of Document: Order to Show Cause |
Release Date: | Release Number:AP-6531 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:AP-6121 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
Release Date: | Release Number:AP-5548 | Other Release Numbers: | Name of Document: Order Ratifying Actions |
Release Date: | Release Number:AP-5248 | Other Release Numbers: | Name of Document: Notice to the Parties and Order Following Remand |
Release Date: | Release Number:1213 | Other Release Numbers: | Name of Document: Initial Decision |
Release Date: | Release Number:AP-4880 | Other Release Numbers: | Name of Document: Order Discharging Order to Show Cause as to Respondent Alfaya |
Release Date: | Release Number:AP-4834 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference and to Show Cause as to Respondent Alfaya |
Release Date: | Release Number:AP-4763 | Other Release Numbers: | Name of Document: Order Directing Division of Enforcement to File Supplemental Declaration of Service and Rescheduling Prehearing Conference |
Release Date: | Release Number:AP-4741 | Other Release Numbers: | Name of Document: Order Postponing Hearing, Directing Division to File Declaration of Service, and Scheduling Prehearing Conference |
Release Date: | Release Number:AP-4675 | Other Release Numbers: | Name of Document: Order Consolidating Proceedings and Designating Presiding Judge |
Release Date: | Release Number:34-80197 | Other Release Numbers: | Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing |