Respondents

Harris, Talman

Administrative Proceeding File No. 3-17874 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:1402 Other Release Numbers: Name of Document: Supplemental Initial Decision Talman Harris And Victor Alfaya
Release Date: Release Number:AP-6730 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-6716 Other Release Numbers: Name of Document: Order
Release Date: Release Number:34-87425 Other Release Numbers: Name of Document: Order Remanding Proceeding
Release Date: Release Number:1380 Other Release Numbers: Name of Document: Initial Decision as to Talman Harris
Release Date: Release Number:1381 Other Release Numbers: Name of Document: Initial Decision as to Victor Alfaya Making Findings and Imposing Sanction by Default
Release Date: Release Number:AP-6532 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:AP-6531 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-6121 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:AP-5548 Other Release Numbers: Name of Document: Order Ratifying Actions
Release Date: Release Number:AP-5248 Other Release Numbers: Name of Document: Notice to the Parties and Order Following Remand
Release Date: Release Number:1213 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-4880 Other Release Numbers: Name of Document: Order Discharging Order to Show Cause as to Respondent Alfaya
Release Date: Release Number:AP-4834 Other Release Numbers: Name of Document: Order Following Prehearing Conference and to Show Cause as to Respondent Alfaya
Release Date: Release Number:AP-4763 Other Release Numbers: Name of Document: Order Directing Division of Enforcement to File Supplemental Declaration of Service and Rescheduling Prehearing Conference
Release Date: Release Number:AP-4741 Other Release Numbers: Name of Document: Order Postponing Hearing, Directing Division to File Declaration of Service, and Scheduling Prehearing Conference
Release Date: Release Number:AP-4675 Other Release Numbers: Name of Document: Order Consolidating Proceedings and Designating Presiding Judge
Release Date: Release Number:34-80197 Other Release Numbers: Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing