Administrative Proceeding File No. 3-17547
Respondents
Sears, William J.
Administrative Proceeding File No. 3-17547 Table
Release Date
|
Release Number
|
Other Release Numbers
|
Name of Document
|
---|---|---|---|
Release Date: | Release Number:1405 | Other Release Numbers: | Name of Document: Initial Decision |
Release Date: | Release Number:AP-6786 | Other Release Numbers: | Name of Document: Order Extending Deadline for Issuance of Initial Decision |
Release Date: | Release Number:AP-6781 | Other Release Numbers: | Name of Document: Order Extending Briefing Schedule and Requesting Supplemental Briefing |
Release Date: | Release Number:AP-6761 | Other Release Numbers: | Name of Document: Order Extending Briefing Schedule |
Release Date: | Release Number:AP-6759 | Other Release Numbers: | Name of Document: Protective Order |
Release Date: | Release Number:AP-6757 | Other Release Numbers: | Name of Document: Order Regarding Service and Following Prehearing Conference |
Release Date: | Release Number:AP-6751 | Other Release Numbers: | Name of Document: Order Regarding Service and Scheduling Prehearing Conference |
Release Date: | Release Number:AP-6747 | Other Release Numbers: | Name of Document: Order Denying Motion to Postpone |
Release Date: | Release Number:AP-6140 | Other Release Numbers: | Name of Document: Order On Procedures |
Release Date: | Release Number:AP-6116 | Other Release Numbers: | Name of Document: Order On Motion to Withdraw |
Release Date: | Release Number:AP-5957 | Other Release Numbers: | Name of Document: Order Following Reassignment |
Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
Release Date: | Release Number:AP-5922 | Other Release Numbers: | Name of Document: Notice |
Release Date: | Release Number:AP-5864 | Other Release Numbers: | Name of Document: Notice |
Release Date: | Release Number:AP-5449 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:AP-5416 | Other Release Numbers: | Name of Document: Order |
Release Date: | Release Number:AP-4172 | Other Release Numbers: | Name of Document: Order Designating Presiding Judge |
Release Date: | Release Number:33-10212 |
Other Release Numbers:
|
Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-D\ esist Order and Notice of Hearing |