Administrative Proceeding File No. 3-17265
Respondents
Markusen, Steven R. Cope, Jay C.
Administrative Proceeding File No. 3-17265 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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|---|---|---|---|
| Release Date: | Release Number:1079 | Other Release Numbers: | Name of Document: Initial Decision of Default |
| Release Date: | Release Number:AP-3984 | Other Release Numbers: | Name of Document: Order to Show Cause |
| Release Date: | Release Number:AP-3948 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-3923 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-3889 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:IA-4406 | Other Release Numbers: | Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |