Respondents

Perres, Allen M. Germain, Willard R. St.

Administrative Proceeding File No. 3-17013 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:33-10287 Other Release Numbers:
  • 34-79858
 Name of Document: Opinion of the Commission
Release Date: Release Number:33-10124 Other Release Numbers:
  • 34-78596
 Name of Document: Order Granting Petition for Review and Scheduling Briefs
Release Date: Release Number:AP-3987 Other Release Numbers: Name of Document: Order
Release Date: Release Number:33-10106 Other Release Numbers:
  • 34-78166
 Name of Document: Order Granting Extension to File Petition for Review
Release Date: Release Number:1022 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-3495 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-3475 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-3443 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:33-9997 Other Release Numbers:
  • 34-76723
 Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders and Notice of Hearing