Administrative Proceeding File No. 3-16893
Respondents
Evans, James A., Jr.
Administrative Proceeding File No. 3-16893 Table
Release Date
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Release Number
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Other Release Numbers
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Name of Document
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Release Date: | Release Number:1006 | Other Release Numbers: | Name of Document: Initial Decision of Default |
Release Date: | Release Number:AP-3728 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
Release Date: | Release Number:AP-3717 | Other Release Numbers: | Name of Document: Order Denying Motion for Sanctions Without Prejudice and Scheduling Prehearing Conference |
Release Date: | Release Number:AP-3571 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference and Extending Deadline for Filing Motion for Sanctions |
Release Date: | Release Number:AP-3562 | Other Release Numbers: | Name of Document: Order Scheduling Prehearing Conference |
Release Date: | Release Number:AP-3434 | Other Release Numbers: | Name of Document: Order Finding Respondent in Default and Directing Motion for Sanctions |
Release Date: | Release Number:AP-3395 | Other Release Numbers: | Name of Document: Order to Show Cause |
Release Date: | Release Number:AP-3368 | Other Release Numbers: | Name of Document: Order Requesting Additional Evidence of Service |
Release Date: | Release Number:AP-3270 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Directing Parties to Hold a Prehearing Conference |
Release Date: | Release Number:AP-3226 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
Release Date: | Release Number:IA-4226 | Other Release Numbers: | Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |