Respondents

Evans, James A., Jr.

Administrative Proceeding File No. 3-16893 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:1006 Other Release Numbers: Name of Document: Initial Decision of Default
Release Date: Release Number:AP-3728 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-3717 Other Release Numbers: Name of Document: Order Denying Motion for Sanctions Without Prejudice and Scheduling Prehearing Conference
Release Date: Release Number:AP-3571 Other Release Numbers: Name of Document: Order Following Prehearing Conference and Extending Deadline for Filing Motion for Sanctions
Release Date: Release Number:AP-3562 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-3434 Other Release Numbers: Name of Document: Order Finding Respondent in Default and Directing Motion for Sanctions
Release Date: Release Number:AP-3395 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:AP-3368 Other Release Numbers: Name of Document: Order Requesting Additional Evidence of Service
Release Date: Release Number:AP-3270 Other Release Numbers: Name of Document: Order Postponing Hearing and Directing Parties to Hold a Prehearing Conference
Release Date: Release Number:AP-3226 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:IA-4226 Other Release Numbers: Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing