Respondents

Paez, Daniel

Administrative Proceeding File No. 3-16824 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:990 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-3342 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-3303 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-3253 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-3193 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-3158 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-75954 Other Release Numbers:
  • IA-4200
 Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing