Administrative Proceeding File No. 3-16706-rtv

Respondents

Uppal, Sachin K.

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Feb. 13, 2024	Release Number:IA-6554	Other Release Numbers:	Name of Document: Order Denying Request to Vacate Collateral Bars

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: July 28, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Proceedings Against Sachin K. Uppal
Release Date: Dec. 1, 2015	Release Number:	Other Release Numbers:	Name of Document:Initial Decision
Release Date: Feb. 5, 2016	Release Number:	Other Release Numbers:	Name of Document:Notice that Initial Decision Has Become Final
Release Date: July 1, 2019	Release Number:	Other Release Numbers:	Name of Document:Uppal's Request to Vacate Collateral Bars
Release Date: May 26, 2020	Release Number:	Other Release Numbers:	Name of Document:Division of Enforcement's Stipulation Re Service of Opinions and Orders
Release Date: Sept. 5, 2023	Release Number:	Other Release Numbers:	Name of Document:Division of Enforcement’s Opposition to Request to Vacate
Release Date: Feb. 13, 2024	Release Number:	Other Release Numbers:	Name of Document:Order Denying Request to Vacate Collateral Bars