Administrative Proceeding File No. 3-16564

Respondents

Haryman, Gerard

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Sept. 1, 2015	Release Number:34-75802	Other Release Numbers:	Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
Release Date: July 24, 2015	Release Number:AP-2970	Other Release Numbers:	Name of Document: Prehearing Order and Stay Order
Release Date: June 25, 2015	Release Number:AP-2865	Other Release Numbers:	Name of Document: Postponement Order
Release Date: June 2, 2015	Release Number:AP-2753	Other Release Numbers:	Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: June 1, 2015	Release Number:34-75080	Other Release Numbers:	Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Sept. 1, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
Release Date: June 1, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date: June 2, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Hearing and Designating Presiding Judge
Release Date: June 25, 2015	Release Number:	Other Release Numbers:	Name of Document:Postponement Order
Release Date: July 24, 2015	Release Number:	Other Release Numbers:	Name of Document:Prehearing Order and Stay Order