Administrative Proceeding File No. 3-16553

Respondents

Mathe, Erick Laszlo

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Aug. 25, 2015	Release Number:874	Other Release Numbers:	Name of Document: Initial Decision Making Findings : and Imposing Sanction by Default
Release Date: June 15, 2015	Release Number:AP-2812	Other Release Numbers:	Name of Document: Postponement Order
Release Date: May 26, 2015	Release Number:AP-2718	Other Release Numbers:	Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: May 20, 2015	Release Number:34-75015	Other Release Numbers:	Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Aug. 21, 2015	Release Number:	Other Release Numbers:	Name of Document:Division's Notice of Respondent's Failure to File Answer
Release Date: Aug. 25, 2015	Release Number:	Other Release Numbers:	Name of Document:Initial Decision Making Findings : and Imposing Sanction by Default
Release Date: May 20, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date: Oct. 23, 2015	Release Number:	Other Release Numbers:	Name of Document:Notice That Initial Decision Has Become Final
Release Date: May 26, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Hearing and Designating Presiding Judge
Release Date: June 15, 2015	Release Number:	Other Release Numbers:	Name of Document:Postponement Order