Administrative Proceeding File No. 3-16360

Respondents

Scholander, William Harris, Talman

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: March 31, 2016	Release Number:34-77492	Other Release Numbers:	Name of Document: Registered Securities Association-Review of Disciplinary Proceedings
Release Date: March 10, 2015	Release Number:34-74468	Other Release Numbers:	Name of Document: Order Scheduling Briefs
Release Date: March 4, 2015	Release Number:34-74437	Other Release Numbers:	Name of Document: Order Denying Stay

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Jan. 28, 2015	Release Number:	Other Release Numbers:	Name of Document:Application for Review
Release Date: Feb. 13, 2015	Release Number:	Other Release Numbers:	Name of Document:Applicants' Motion for Stay of the Enforcement of Sanctions Imposed by the National Adjudicatory Council
Release Date: Feb. 13, 2015	Release Number:	Other Release Numbers:	Name of Document:Applicants' Memorandum of Law in Support of the Motion for Stay of the Enforcement of Sanctions Imposed by the National Adjudicatory Council
Release Date: Feb. 24, 2015	Release Number:	Other Release Numbers:	Name of Document:FINRA's Brief in Opposition to Motion for Stay
Release Date: March 2, 2015	Release Number:	Other Release Numbers:	Name of Document:Applicants' Reply Brief in Support of the Motion for Stay of the Enforcement of Sanctions Imposed by NAC
Release Date: March 4, 2015	Release Number:	Other Release Numbers:	Name of Document:Letter of 3/3/15 to Os from FINRA Writing to Notify of a Mistake in FINRA's Brief in Opposition to Motion for Stay Filed 2/24/15.
Release Date: April 10, 2015	Release Number:	Other Release Numbers:	Name of Document:Applicants' Brief in Support of Application for Review
Release Date: May 11, 2015	Release Number:	Other Release Numbers:	Name of Document:FINRA's Brief in Opposition to Application for Review
Release Date: May 27, 2015	Release Number:	Other Release Numbers:	Name of Document:Reply Brief in Support of Application for Review by William Scholander and Talman Harris
Release Date: March 4, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Denying Stay
Release Date: March 10, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Briefs
Release Date: March 31, 2016	Release Number:	Other Release Numbers:	Name of Document:Registered Securities Association-Review of Disciplinary Proceedings