Respondents

David B. Havanich, Jr.; Carmine A. DellaSala; Matthew D. Welch; Richard Hampton Scurlock, III; RTAG Inc. d/b/a Retirement Tax Advisory Group; Jose F. Carrio; Dennis K. Karasik; Carrio, Karasik & Associates, LLP; and Michael J. Salovay

Administrative Proceeding File No. 3-16354-rtv Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:33-11199 Other Release Numbers:
  • 34-97641
  • IA-6324
  • IC-34934
  • AAER-4414
Name of Document: Pending Administrative Proceedings (Order Vacating Certain Associational Bars)