Administrative Proceeding File No. 3-16277
Respondents
Swenson, Douglas L., CPA
Administrative Proceeding File No. 3-16277 Table
|
Release Date
|
Release Number
|
Other Release Numbers
|
Name of Document
|
|---|---|---|---|
| Release Date: | Release Number:795 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-2593 | Other Release Numbers: | Name of Document: Order Taking Official Notice Pursuant to 17 C.F.R § 201.323 |
| Release Date: | Release Number:AP-2242 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-2201 | Other Release Numbers: | Name of Document: Order Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-2102 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Periodic Status Updates |
| Release Date: | Release Number:AP-2028 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:34-73605 | Other Release Numbers: | Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing and Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice |