Administrative Proceeding File No. 3-16104

Respondents

Mendenhall, Michael Lee

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: July 17, 2015	Release Number:834	Other Release Numbers:	Name of Document: Initial Decision
Release Date: April 27, 2015	Release Number:AP-2592	Other Release Numbers:	Name of Document: Order
Release Date: March 20, 2015	Release Number:AP-2449	Other Release Numbers:	Name of Document: Order
Release Date: March 19, 2015	Release Number:34-74532	Other Release Numbers: IA-4051	Name of Document: Order Vacating Initial Decision and Remanding for Further Proceedings
Release Date: Feb. 23, 2015	Release Number:AP-2344	Other Release Numbers:	Name of Document: Order
Release Date: Feb. 18, 2015	Release Number:743	Other Release Numbers:	Name of Document: Initial Decision
Release Date: Jan. 22, 2015	Release Number:AP-2244	Other Release Numbers:	Name of Document: Order
Release Date: Oct. 28, 2014	Release Number:AP-1952	Other Release Numbers:	Name of Document: Prehearing Order
Release Date: Oct. 2, 2014	Release Number:AP-1876	Other Release Numbers:	Name of Document: Postponement Order
Release Date: Sept. 15, 2014	Release Number:AP-1805	Other Release Numbers:	Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Sept. 12, 2014	Release Number:34-73087	Other Release Numbers:	Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Oct. 6, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondent's Answer and Notice of Appearance
Release Date: Dec. 12, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Motion for Summary Disposition Against Respondent
Release Date: Dec. 12, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Memorandum of Law in Support of Its Motion for Summary Disposition Against Respondent
Release Date: Dec. 12, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Request for Official Notice in Support of Its Motion for Summary Disposition Against Respondent
Release Date: Jan. 21, 2015	Release Number:	Other Release Numbers:	Name of Document:Respondent’s Response to Summary Disposition and Request for an Extension
Release Date: Jan. 22, 2015	Release Number:	Other Release Numbers:	Name of Document:Division's Response to Respondent's Motion for a 120 Day Extension of Time to Respond to the Division's Motion for Summary Disposition Against Respondent
Release Date: Feb. 23, 2015	Release Number:	Other Release Numbers:	Name of Document:Letter, Undated to ALJ Foelak from Resp Advising He Is Still Awaiting a Ruling Regarding His Extension Request, Stating the Facility Legal Mail Department Where the Mail Is Checked-in & Signed for Said They Have Received Nothing.
Release Date: July 15, 2015	Release Number:	Other Release Numbers:	Name of Document:Division's Response to the Court's Order of 4/27 /15.
Release Date: Feb. 18, 2015	Release Number:	Other Release Numbers:	Name of Document:Initial Decision
Release Date: July 17, 2015	Release Number:	Other Release Numbers:	Name of Document:Initial Decision
Release Date: Sept. 12, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
Release Date: Aug. 27, 2015	Release Number:	Other Release Numbers:	Name of Document:Notice That Initial Decision Has Become Final
Release Date: Sept. 15, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Hearing and Designating Presiding Judge
Release Date: Oct. 2, 2014	Release Number:	Other Release Numbers:	Name of Document:Postponement Order
Release Date: Oct. 28, 2014	Release Number:	Other Release Numbers:	Name of Document:Prehearing Order
Release Date: Jan. 22, 2015	Release Number:	Other Release Numbers:	Name of Document:Order
Release Date: Feb. 23, 2015	Release Number:	Other Release Numbers:	Name of Document:Order
Release Date: March 20, 2015	Release Number:	Other Release Numbers:	Name of Document:Order
Release Date: April 27, 2015	Release Number:	Other Release Numbers:	Name of Document:Order
Release Date: March 19, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Vacating Initial Decision and Remanding for Further Proceedings