Administrative Proceeding File No. 3-15921

Respondents

Bard, Robert G.

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: July 24, 2014	Release Number:640	Other Release Numbers:	Name of Document: Initial Decision Making Findings and Imposing Sanction by Default
Release Date: July 16, 2014	Release Number:AP-1616	Other Release Numbers:	Name of Document: Order
Release Date: July 2, 2014	Release Number:AP-1585	Other Release Numbers:	Name of Document: Postponement Order
Release Date: June 11, 2014	Release Number:AP-1509	Other Release Numbers:	Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: June 10, 2014	Release Number:IA-3850	Other Release Numbers:	Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: July 24, 2014	Release Number:	Other Release Numbers:	Name of Document:Initial Decision Making Findings and Imposing Sanction by Default
Release Date: June 10, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date: Sept. 24, 2014	Release Number:	Other Release Numbers:	Name of Document:Notice That Initial Decision Has Become Final
Release Date: June 11, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Hearing and Designating Presiding Judge
Release Date: July 2, 2014	Release Number:	Other Release Numbers:	Name of Document:Postponement Order
Release Date: July 16, 2014	Release Number:	Other Release Numbers:	Name of Document:Order